-- -- COHERENCE CAPITAL PARTNERS LLC

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: COHERENCE CAPITAL PARTNERS LLC

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PROMOTER

COHERENCE CAPITAL SPECTRUM FUND ONSHORE, LP

-- COHERENCE CAPITAL GP LLC, -- -- COHERENCE CAPITAL GP LLC, -- COHERENCE CAPITAL PARTNERS LLC, - LAZARD ASSET MANAGEMENT LLC, - LAZARD COHERENCE LONG/SHORT CREDIT GP, LLC, SAL NARO, - TIPTREE ADVISORS, LLC, - TIPTREE GP HOLDINGS, LLC

EXECUTIVE OFFICER, PROMOTER

COHERENCE CAPITAL SPECTRUM FUND OFFSHORE, LTD.

MARK S. BLACK, -- COHERENCE CAPITAL PARTNERS LLC, JOHN ENGELS, SABRINA FOSTER, LOREN MARK KATZOVITA, - LAZARD ASSET MANAGEMENT LLC, MICHAEL MCDONALD, VINCENT MISTRETTA, SAL NARO, JULIE O-HARA, NATHAN PAUL, TONI PINKERTON, JOHN STATHIS, - TIPTREE ADVISORS LLC

Filings

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Securities

First Sale Date

D/A

HEDGE FUND

2012-08-01

D/A

HEDGE FUND

2012-09-01