JAMES W. LEWIS

Profile

First Name

: JAMES

Middle Name

: W.

Last Name

: LEWIS

Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2012-07-16
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
OVER $100,000,000 
Equity 
2010-07-01 
2011-07-14
D/A
Link
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
OVER $100,000,000 
Equity 
2010-07-01 
2010-12-17
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Debt 
2010-11-30 
2010-12-08
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2010-11-24 
2010-11-01
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2009-06-10 
2010-10-18
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
OVER $100,000,000 
Equity 
2010-10-01 
2010-07-14
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
SECURITY BROKERS, DEALERS + FLOTATION COMPANIES [6211] 
OVER $100,000,000 
Equity 
2010-07-01 
2009-10-22
D/A
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2009-06-10 
2009-06-24
D
Link
BIOTECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2009-06-10