- SPRUCE CAPITAL MANAGEMENT, LLC

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: SPRUCE CAPITAL MANAGEMENT, LLC

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EXECUTIVE OFFICER

SPRUCE ABSOLUTE RETURN FUND, L.P.

JOHN C. BAILEY, ROBERT BASTONE, ROBERT C. BASTONE, SPRUCE CAPITAL MANAGEMENT, LLC SPRUCE CAPITAL MANAGEMENT, LLC, - SPRUCE INVESTMENT ADVISORS LLC, - SPRUCE PRIVATE INVESTORS, LLC

EXECUTIVE OFFICER

SPRUCE GLOBAL EQUITY FUND, L.P.

JOHN C. BAILEY, ROBERT BASTONE, SPRUCE CAPITAL MANAGEMENT, LLC SPRUCE CAPITAL MANAGEMENT, LLC, - SPRUCE INVESTMENT ADVISORS, LLC, - SPRUCE PRIVATE INVESTORS, LLC

EXECUTIVE OFFICER

SPRUCE REAL ASSETS FUND, L.P.

JOHN C. BAILEY, ROBERT BASTONE, SPRUCE CAPITAL MANAGEMENT, LLC SPRUCE CAPITAL MANAGEMENT, LLC

EXECUTIVE OFFICER

SPRUCE PRIVATE INVESTMENTS FUND, LP

JOHN C. BAILEY, ROBERT BASTONE, ROBERT C. BASTONE, SPRUCE CAPITAL MANAGEMENT, LLC SPRUCE CAPITAL MANAGEMENT, LLC, SPRUCE CAPITAL MANNAGEMENT, LLC SPRUCE CAPITAL MANAGEMENT, LLC, - SPRUCE INVESTMENT ADVISORS LLC, - SPRUCE PRIVATE INVESTORS, LLC

EXECUTIVE OFFICER

SPRUCE GLOBAL EQUITIES FUND LP

JOHN C. BAILEY, ROBERT BASTONE, SPRUCE CAPITAL MANAGEMENT, LLC SPRUCE CAPITAL MANAGEMENT, LLC, - SPRUCE INVESTMENT ADVISORS LLC, - SPRUCE PRIVATE INVESTORS LLC

EXECUTIVE OFFICER

SPRUCE TAX-EXEMPT FIXED INCOME FUND LP

JOHN C BAILEY, JOHN C. BAILEY, ROBERT BASTONE, SPRUCE CAPITAL MANAGEMENT, LLC SPRUCE CAPITAL MANAGEMENT, LLC, - SPRUCE INVESTMENT ADVISORS LLC, - SPRUCE PRIVATE INVESTORS, LLC

EXECUTIVE OFFICER

SPRUCE FIXED INCOME FUND LP

JOHN C. BAILEY, ROBERT BASTONE, SPRUCE CAPITAL MANAGEMENT, LLC SPRUCE CAPITAL MANAGEMENT, LLC, - SPRUCE INVESTMENT ADVISORS LLC, - SPRUCE PRIVATE INVESTORS LLC

EXECUTIVE OFFICER, PROMOTER

SPRUCE PRIVATE INVESTMENTS FUND II, LP

JOHN C. BAILEY, ROBERT BASTONE, - SPRUCE PRIVATE INVESTMENTS II, LLC

EXECUTIVE OFFICER, PROMOTER

SPRUCE PRIVATE INVESTMENTS FUND II (OFFSHORE), L.P.

JOHN C. BAILEY, ROBERT BASTONE, - SPRUCE PRIVATE INVESTORS, LLC

EXECUTIVE OFFICER

SPRUCE EQUITY HEDGE FUND, L.P.

JOHN C. BAILEY, ROBERT BASTONE, SPRUCE CAPITAL MANAGEMENT, LLC SPRUCE CAPITAL MANAGEMENT, LLC, - SPRUCE INVESTMENT ADVISORS, LLC, - SPRUCE PRIVATE INVESTORS, LLC

EXECUTIVE OFFICER

SPRUCE HEDGE FUND PROGRAM LP

JOHN C. BAILEY, ROBERT BASTONE, - SPRUCE INVESTMENT ADVISORS LLC

Filings

Filing Date

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Source URL

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Securities

First Sale Date

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2008-07-07

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-04-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-04-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2008-07-07

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-04-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-04-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2008-07-07

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-04-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-04-01

D/A

HEDGE FUND

2014-04-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2008-07-07

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-04-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-04-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2008-07-07

D

HEDGE FUND

2014-04-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-04-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-04-01

D/A

HEDGE FUND

2005-08-01

D/A

HEDGE FUND

Equity

2010-07-01

D/A

HEDGE FUND

2005-08-01

D/A

HEDGE FUND

Equity

2010-07-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2008-07-07

D/A

HEDGE FUND

Equity

2010-07-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-04-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-04-01

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2008-07-07

D/A

HEDGE FUND

2005-08-01

D/A

HEDGE FUND

Equity

2010-07-01

D/A

HEDGE FUND

2005-08-01

D/A

HEDGE FUND

Equity

2010-07-01

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-04-01

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2014-04-01

D/A

HEDGE FUND

2008-07-07

D/A

HEDGE FUND

Equity

2010-07-01

D/A

HEDGE FUND

2005-08-01

D/A

HEDGE FUND

Equity

2010-07-01

D/A

HEDGE FUND

2007-07-01

D/A

HEDGE FUND

Equity

2010-07-01

D/A

HEDGE FUND

2005-08-01