MICHAEL SMITH

Profile

First Name

: MICHAEL

Middle Name

:

Last Name

: SMITH

Related Companies
Titles
Company Name
Related People
EXECUTIVE OFFICER
DEBT SOLUTIONS LLC
EXECUTIVE OFFICER
AMERICAN VISION SOLAR I, L.P.
WILLIAM HERREN, REGINALD J SANDERSON
DIRECTOR
UCAN STI INVESTMENT II, LLC
MATT DUNBAR, JEFFREY GIGUERE, ROBERT MCCORMICK
DIRECTOR
INSIGHT PHARMACEUTICALS CORP
JAMES BERWICK, KIPP DEVEER, GARY DOWNING, SCOTT EMERSON, CRAIG HILLE, DENNIS KINSEY, ROBERT MONK, MARK POFF, DANIEL C. REESE, C. MORRIS STOUT, JOSEPH SUPRENUK, MICKAEL TUKDARIAN, MICHAEL WESTHUSING
EXECUTIVE OFFICER
KINGMAN ENERGY, LLC
DIRECTOR
THINKSTREAM INC
MORRIS ALEXANDER, BARRY BELLUE, JR., BARRY BELLUE, SR., KIM BERGERON, MICHAEL MALONE, SAN SOUCIE PAUL
DIRECTOR
UCAN VERDEECO INVESTMENT, LLC
MATT DUNBAR, CLIFF ROY, MARK SMITH
PROMOTER
LAKEPOINT LAND, LLC
A. J. BELT, III, DAVID S. BRANCH, EARL EHRHART, LEE FREEMAN, W. NEAL FREEMAN, DANIEL HOTTE, N/A LAKEPOINT SPORTS DEVELOPMENT GROUP, LLC, FERNANDO NASMYTH, JOHN F. WOOD
PROMOTER
LAKEPOINT INVESTORS, LLC
A. J. BELT, III, DAVID S. BRANCH, EARL EHRHART, LEE FREEMAN, W. NEAL FREEMAN, DANIEL HOTTE, N/A LAKEPOINT SPORTS DEVELOPMENT GROUP, LLC, FERNANDO NASMYTH, JOHN F. WOOD
DIRECTOR
UCAN NEXT BIG THING INVESTMENT, LLC
QUEST LLC CAPITAL, MATT DUNBAR, ALEX HICKLIN
EXECUTIVE OFFICER
FIRESTONE FINANCIAL CORP
DAVID S. COHEN, SCOTT COOPER, SCOTT A. COOPER, JAMES K. HUNT, MICHAEL A. MILLER, JEREMY NEURINGER, CELINE M. PERREAULT, ROBIN PLACE, LAWRENCE J. YAFFE
EXECUTIVE OFFICER
PNEU-LOGIC CORP
FRANKLIN J. AGARDY, J. NED DEMPSEY, SCOTT GILLESBY, GARY HOFFMAN, JASON MOYER, TOM R. ORTON, MARK REED
EXECUTIVE OFFICER, DIRECTOR, PROMOTER
ALGAE AQUA-CULTURE TECHNOLOGY, INC.
ROBIN KELSON
EXECUTIVE OFFICER, DIRECTOR
ROCKDALE RESOURCES CORP
JOHN BARTON, MATTHEW FERGUSON, MATTHEW ROBERT FERGUSON, MARC SPEZIALY, MARC S. SPEZIALY, RICK WILBER
EXECUTIVE OFFICER
PWV GROUP 1 HOLDINGS, LLC
ARTHUR FALCONE, SCOT MATTESON, NITIN MOTWANI
DIRECTOR
CLEARSTONE SPORTS INC.
ERIC L. DENNA, ELSIE GIBBS, JEFF GIBBS, ROBERT GIBBS
EXECUTIVE OFFICER, DIRECTOR
CORTECHS LABS, INC.
CHRIS AIRRIESS, THOMAS BARICH, JAMES BREWER, ANDERS DALE, GERALD GIBSON, JERRY GIBSON, ERIC HALGREN, PAUL MIRABELLA, GURI STARK, KONG HAN TAN, NATHAN WHITE
DIRECTOR
ECURV INC.
EDISON ALMEIDA, CHRIS BARRILE, CHRISTOPHER BARRILE, ASHLEY BROWN, MICHAEL CRAGG, SCOTT DUPCAK, ALISON ERNST, DAVID MATIAS, GARY MORSCHES, JONATHAN STAHL, ED STEVENS, JULIANNE ZIMMERMAN
EXECUTIVE OFFICER
MEREDIAN HOLDINGS GROUP, INC.
GREG CALHOUN, PHILLIP GREG CALHOUN, DANIEL CARRAWAY, STEPHEN CROSKREY, JOHN DOWDY, JOHN DOWDY, III, JOHN A. DOWDY, III, JOHN DOWDY, JR., STEPHEN ECONOMOS, GREGORY HUNT, NODA ISAO, RICHARD IVEY, THOMAS JEWELL, MICHAEL LINDSEY, S. BLAKE LINDSEY, ISAO NODA, PAUL PEREIRA, RALPH POWELL, STUART PRATT, TIMOTHY SMITH, SCOTT TUTEN, PHIL VAN TRUMP
DIRECTOR
ONEX USI HOLDINGS CORP.
EDWARD J. BOWLER, TERRY BURSTON, MARK D. CANTIN, STEWART H. GIBSON, ARTHUR A. HALL, BRIAN JOHNSON, JAMES KELLY, PHILIP E. LARSON, III, LINNAE LATESSA, ROBERT M. LE BLANC, GARY MENO, ROBERT K. MEYERS, CHRISTOPHER MURRAY, ERNEST J. NEWBORN, II, MIKE POULLOS, MICHAEL J. SICARD, JEFF SNYDER, MICHAEL A. TURPIN, SANDRA USLEMAN, KIM VAN ORMAN, CLAYTON VIGRASS
DIRECTOR
STEM, INC.
WILLIAM BUSH, DAVID BUZBY, JOHN CARRINGTON, JONATHAN GASKIN, TAD GLAUTHIER, SHINICHI IMANISHI, ANUP JACOB, PAUL LEGGETT, GO MIZOGUCHI, STACEY REINECCIUS, ZEB RICE, OLIVIA STEEDMAN, BRIAN THOMPSON, CATHERINE WAINWRIGHT
DIRECTOR
PROTERRA INC
DAVID BENNETT, MIKE DONOUGHE, MARC GOTTSCHALK, JEFF GRANATO, DALE HILL, IGNACIO IRIBARREN, ROB JOHNSON, LYDIA KENNARD, DAVID LEHMANN, MICHAEL LINSE, ERIC MCCARTHY, JACK MCFARLAND, GARRETT MIKITA, C. W. PLUMMER, JR., RYAN POPPLE, DAVE RICH, STEVEN ROWE, TOM VON REICHBAUER
EXECUTIVE OFFICER
ARES COMMERCIAL FINANCE FEEDER (B) LP
N/A ACF GP, LLC, N/A ARES COMMERCIAL FINANCE GP LP, MICHAEL AROUGHETI, MITCHELL GOLDSTEIN, JAMES MILLER, JOHN REILLY, MICHAEL WEINER
DIRECTOR
POWERHOUSE DYNAMICS, INC.
ZAID ASHAI, BRUCE BEDFORD, TIM CURRAN, EDSON DE CASTRO, GINA DOMANIG, SCOTT DUPCAK, MARTIN FLUSBERG, BRADFORD HIGGINS, DAN KAPLAN, DANIEL KAPLAN, ANDREE-LISE METHOT, MARKUS MOOR, RON RUBBICO, RONALD RUBICCO, CHRIS SHEEHAN, CARSTEN STEENBERG
EXECUTIVE OFFICER
ARES COMMERCIAL FINANCE LP
N/A ACF GP, LLC, N/A ARES COMMERCIAL FINANCE GP LP, MICHAEL AROUGHETI, RYAN CASCADE, MITCHELL GOLDSTEIN, JAMES MILLER, JOHN REILLY, MICHAEL WEINER
EXECUTIVE OFFICER
ARES COMMERCIAL FINANCE FEEDER LP
N/A ACF GP, LLC, N/A ARES COMMERCIAL FINANCE GP LP, MICHAEL AROUGHETI, RYAN CASCADE, MITCHELL GOLDSTEIN, JAMES MILLER, JOHN REILLY, MICHAEL WEINER
EXECUTIVE OFFICER
ARES COMMERCIAL FINANCE FEEDER (A) LP
N/A ACF GP, LLC, N/A ARES COMMERCIAL FINANCE GP LP, MICHAEL AROUGHETI, RYAN CASCADE, MITCHELL GOLDSTEIN, JAMES MILLER, JOHN REILLY, MICHAEL WEINER
DIRECTOR
BODYSHOPBIDS, INC.
SANJAY AGGARWAL, DAVID BAUER, DENNIS CHOOKASZIAN, ANDY COHEN, DAN COLOMB, SARAH DOLL, DAN GIANCOLA, DAN GLANCOLA, SHEILA GULATI, BRAD KEYWELL, DONALD LACEY, BENJAMIN MALKA, MICHAEL MAUCERI, MIKE MAUCERI, VICTOR PASCUCCI, C.J. PRZYBYL, CLIFFORD J. PRZYBYL, SUSAN SELL, HOWARD TULLMAN, BRAD WEISBERG, JAMIE YONDER, RICHARD ZULLO
EXECUTIVE OFFICER, DIRECTOR
STREAME, LLC
JEAN PIERRE FATTA, CARLOS ZALLES, ROBERTO ZALLES
DIRECTOR
JJ-S SWEETS, INC.
JONATHAN RADEMAEKERS, IAN STRACHAN
EXECUTIVE OFFICER
ARES PRIVATE CREDIT SOLUTIONS, L.P.
MARK AFFOLTER, N/A ARES PCS MANAGEMENT GP, LLC, N/A ARES PCS MANAGEMENT, L.P., MICHAEL AROUGHETI, KIPP DEVEER, MITCHELL GOLDSTEIN, MATTHEW JILL, JOHN LEUPP, JIM MILLER, KORT SCHNABEL, DAVE SCHWARTZ, MICHAEL WEINER
EXECUTIVE OFFICER
ARES PRIVATE CREDIT SOLUTIONS (CAYMAN), L.P.
MARK AFFOLTER, N/A ARES PCS MANAGEMENT GP, LLC, N/A ARES PCS MANAGEMENT, L.P., MICHAEL AROUGHETI, KIPP DEVEER, MITCHELL GOLDSTEIN, MATTHEW JILL, JOHN LEUPP, JIM MILLER, KORT SCHNABEL, DAVE SCHWARTZ, MICHAEL WEINER
EXECUTIVE OFFICER
ARES ND CREDIT STRATEGIES FUND LLC
MARK AFFOLTER, N/A ARES CAPITAL MANAGEMENT LLC, MICHAEL AROUGHETI, JOSH BLOOMSTEIN, KIPP DEVEER, MITCHELL GOLDSTEIN, MATTHEW JILL, JIM MILLER, KORT SCHNABEL, DAVE SCHWARTZ, MICHAEL WEINER
EXECUTIVE OFFICER
ARES JASPER FUND, L.P.
MARK AFFOLTER, N/A ARES JASPER GP LLC, N/A ARES JASPER GP, L.P., MICHAEL AROUGHETI, JOSH BLOOMSTEIN, KIPP DEVEER, MITCHELL GOLDSTEIN, MATTHEW JILL, JIM MILLER, KORT SCHNABEL, DAVE SCHWARTZ, MICHAEL WEINER
DIRECTOR
REPAIRPAL INC
DAVID ESSER, HAROLD LOGAN, GREG MCGIVNEY, TERRENCE RASMUSSEN, ANDREW SELIGSON, ART SHAW, DAVID STURTZ, ALEX VETTER, DAVID WHORTON
DIRECTOR
ROOSTIFY INC.
SANDEEP AJI, RAJESH BHAT, HARRY CHEUNG, IYAD DARCAZALLIE, FRANK GELBART, BOBBY YAZDANI
EXECUTIVE OFFICER
ARES CREDIT INVESTMENT PARTNERSHIP I (V), L.P.
MARK AFFOLTER, N/A ARES CIP (V) GP LLC, MICHAEL AROUGHETI, KIPP DEVEER, MITCHELL GOLDSTEIN, MATTHEW JILL, JIM MILLER, KORT SCHNABEL, DAVID SCHWARTZ, MICHAEL WEINER
EXECUTIVE OFFICER
ARES SFERS CREDIT STRATEGIES FUND LLC
MARK AFFOLTER, N/A ARES CAPITAL MANAGEMENT LLC, MICHAEL AROUGHETI, JOSH BLOOMSTEIN, KIPP DEVEER, MITCHELL GOLDSTEIN, MATTHEW JILL, JIM MILLER, KORT SCHNABEL, DAVE SCHWARTZ, MICHAEL WEINER
DIRECTOR, PROMOTER
GREEN HARVEST CAPITAL SHAKER DNM, L.P.
CAPITAL, LLC GREEN HARVEST, SAAGAR PARIKH, BHAVIN PATEL
DIRECTOR
ELUCIDA ONCOLOGY, INC.
GREGORY ADAMS, ELIEL BAYEVER, ISAAC BLECH, TIM BORIS, MICHELLE BRADBURY, ROBERT ESSNER, ROBERT A. ESSNER, GENO GERMANO, SOMAIYA IAN, STEVEN LARSON, KAI MA, NATALIE MACDONALD, SIGURDUR OLAFSSON, TERESA RESSEL, TERESA M. RESSEL, EDWARD ROSEN, ROBERT RUFFOLO, ROBERT A. RUFFOLO, GARY SENDER, MICHAEL T. SMITH, ULRICH WIESNER, DAVID ZACARDELLI
DIRECTOR, EXECUTIVE OFFICER
PYROS PHARMACEUTICALS, INC.
RON TILLES, EDWIN URRUTIA
DIRECTOR, PROMOTER
GREEN HARVEST CAPITAL PORTAGE DNM, L.P.
N/A GREEN HARVEST CAPITAL, LLC, SAAGAR PARIKH, BHAVIN PATEL
DIRECTOR
ZOL SOLUTIONS, INC.
JAN COLE, DANNY GOLD, NINA SIMOSKO
EXECUTIVE OFFICER, PROMOTER
ARES CLIMATE INFRASTRUCTURE PARTNERS, L.P.
N/A ACIP INVESTMENT MANAGEMENT LLC, N/A ALIGNED CLIMATE CAPITAL LLC, N/A ARES CIP MANAGEMENT, L.P., MICHAEL AROUGHETI, PETER DAVIDSON, KEITH DERMAN, KIPP DEVEER, WARREN MACGILLIVRAY, BRIAN O-CONNOR, ANDREW PIKE, JULIE SOLOMON, MOHAN THOMAS, NATHAN WALTON
EXECUTIVE OFFICER, PROMOTER
ACIP PARALLEL FUND A, L.P.
N/A ACIP INVESTMENT MANAGEMENT LLC, N/A ALIGNED CLIMATE CAPITAL LLC, N/A ARES CIP MANAGEMENT, L.P., MICHAEL AROUGHETI, PETER DAVIDSON, KEITH DERMAN, KIPP DEVEER, WARREN MACGILLIVRAY, BRIAN O-CONNOR, ANDREW PIKE, JULIE SOLOMON, MOHAN THOMAS, NATHAN WALTON
EXECUTIVE OFFICER, PROMOTER
ACIP PARALLEL FUND B, L.P.
N/A ACIP INVESTMENT MANAGEMENT LLC, N/A ALIGNED CLIMATE CAPITAL LLC, N/A ARES CIP MANAGEMENT, L.P., MICHAEL AROUGHETI, PETER DAVIDSON, KEITH DERMAN, KIPP DEVEER, WARREN MACGILLIVRAY, BRIAN O-CONNOR, ANDREW PIKE, JULIE SOLOMON, MOHAN THOMAS, NATHAN WALTON
DIRECTOR, PROMOTER
GREEN HARVEST CAPITAL KW EUCLID DNM, L.P.
N/A GREEN HARVEST CAPITAL, LLC, SAAGAR PARIKH, BHAVIN PATEL
EXECUTIVE OFFICER
FOOTWORK FUND I, L.P.
NIKHIL BASU TRIVEDI, N/A FOOTWORK GP I, LLC
PROMOTER
GREEN HARVEST CAPITAL AVALON DNM, L.P.
SAAGAR PARIKH, BHAVIN PATEL
EXECUTIVE OFFICER
VENTAS LIFE SCIENCE + HEALTHCARE REAL ESTATE FUND, L.P.
NEVIN BOPARAI, FRAN FEDERMAN, BRIAN NEWMAN, MICHAEL A SMITH, MICHAEL A. SMITH, N/A VLSHRE FUND GP, LLC, VLSHRE FUND GP, LLC VLSHRE FUND GP, LLC, BRIAN WOOD, BRIAN K. WOOD
PROMOTER
GREEN HARVEST CAPITAL VIEW DNM, L.P.
SAAGAR PARIKH, BHAVIN PATEL
DIRECTOR, PROMOTER
GREEN HARVEST CAPITAL SHAKER 77 DNM, L.P.
N/A GREEN HARVEST CAPITAL, LLC
DIRECTOR, PROMOTER
GREEN HARVEST CAPITAL ACRES DNM, L.P.
N/A GREEN HARVEST CAPITAL, LLC
DIRECTOR, PROMOTER
GREEN HARVEST CAPITAL GATEWAY DNM, L.P.
N/A GREEN HARVEST CAPITAL, LLC
EXECUTIVE OFFICER, PROMOTER
ARES CLIMATE INFRASTRUCTURE STRATEGIES FUND (C), L.P.
N/A ACIP INVESTMENT MANAGEMENT LLC, N/A ARES CIP MANAGEMENT II, L.P., N/A ARES CIP MANANGEMENT II LLC, KEITH DERMAN, MATTHEW JILL, ANDREW PIKE, MOHAN THOMAS
EXECUTIVE OFFICER, PROMOTER
ARES CLIMATE INFRASTRUCTURE PARTNERS II, L.P.
N/A ACIP INVESTMENT MANAGEMENT LLC, N/A ARES CIP MANAGEMENT II, L.P., N/A ARES CIP MANANGEMENT II LLC, KEITH DERMAN, MATTHEW JILL, ANDREW PIKE, MOHAN THOMAS
EXECUTIVE OFFICER, PROMOTER
ARES CLIMATE INFRASTRUCTURE PARTNERS II-A, L.P.
N/A ACIP INVESTMENT MANAGEMENT LLC, N/A ARES CIP MANAGEMENT II, L.P., N/A ARES CIP MANANGEMENT II LLC, KEITH DERMAN, MATTHEW JILL, ANDREW PIKE, MOHAN THOMAS
EXECUTIVE OFFICER, PROMOTER
ARES CLIMATE INFRASTRUCTURE PARTNERS II-B, L.P.
N/A ACIP INVESTMENT MANAGEMENT LLC, N/A ARES CIP MANAGEMENT II, L.P., N/A ARES CIP MANANGEMENT II LLC, KEITH DERMAN, MATTHEW JILL, ANDREW PIKE, MOHAN THOMAS
EXECUTIVE OFFICER
MUZINICH CORPORATE LENDING INCOME FUND, INC.
KATHLEEN T. BARR, ERIC W. FALKEIS, PAUL FEHRE, N/A MUZINICH + CO., INC., N/A MUZINICH DIRECT LENDING ADVISER, LLC, STEVEN J. PAGGIOLI, CHERYL RIVKIN, JEFFREY YOULE
DIRECTOR, PROMOTER
GREEN HARVEST CAPITAL BEARCAT DNM, L.P.
N/A GREEN HARVEST CAPITAL, LLC
DIRECTOR
PROJECT KARNA INC.
RAJASHREE BASKARAN
EXECUTIVE OFFICER, DIRECTOR
4MLK PHASE I REIT, LLC
BRIAN NEWMAN, SEAN O-MALLEY, SHIQI PENG
EXECUTIVE OFFICER
FOOTWORK FUND II, L.P.
NIKHIL BASU TRIVEDI
EXECUTIVE OFFICER
ACIP APEX CO-INVESTMENT FEEDER II (CAYMAN), L.P.
KEITH DERMAN, MATTHEW JILL, ANDREW PIKE, MOHAN THOMAS
DIRECTOR
RYTHM HEALTH, INC.
DACRI BURDAN, ANDREW GOLETKA, ANDREW MONTGOMERY, ROBERT WADE
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
2026-06-18
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2026-06-05 
2025-11-13
D
Link
OTHER HEALTH CARE 
 
DECLINE TO DISCLOSE 
Equity 
2025-10-30 
2025-08-22
D
Link
OTHER INVESTMENT FUND 
 
 
 
2025-08-14 
2025-07-29
D/A
Link
POOLED INVESTMENT FUND 
 
 
Equity 
2024-01-19 
2025-02-24
D
Link
VENTURE CAPITAL FUND 
 
NOT APPLICABLE 
 
2025-02-18 
2024-12-30
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2023-06-30 
2024-12-30
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2023-06-30 
2024-12-30
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2023-06-30 
2024-12-19
D
Link
REITS AND FINANCE 
 
DECLINE TO DISCLOSE 
Equity 
2024-12-19 
2024-10-21
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
 
2024-09-13 
2024-03-12
D
Link
RESIDENTIAL 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2024-02-27 
2024-01-31
D
Link
POOLED INVESTMENT FUND 
 
 
Equity 
2024-01-19 
2024-01-17
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2023-06-30 
2024-01-17
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2023-06-30 
2024-01-17
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2023-06-30 
2023-08-18
D
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2023-08-17 
2023-07-17
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2023-06-30 
2023-05-18
D
Link
RESIDENTIAL 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2023-05-05 
2022-09-20
D
Link
OTHER REAL ESTATE 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2022-09-06 
2022-07-06
D
Link
OTHER REAL ESTATE 
 
DECLINE TO DISCLOSE 
Debt 
2022-06-22 
2022-04-04
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2022-03-21 
2022-03-04
D/A
Link
OTHER REAL ESTATE 
 
DECLINE TO DISCLOSE 
Equity 
2020-03-01 
2022-01-10
D
Link
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2021-12-24 
2022-01-07
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-08-03 
2022-01-07
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-08-03 
2022-01-07
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-08-03 
2021-07-27
D
Link
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2021-07-13 
2021-06-22
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-08-03 
2021-06-22
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-08-03 
2021-06-22
D/A
Link
PRIVATE EQUITY FUND 
 
DECLINE TO DISCLOSE 
 
2020-08-03 
2021-06-08
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2021-05-14 
2021-04-20
D
Link
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2021-04-05 
2021-04-15
D
Link
VENTURE CAPITAL FUND 
 
NOT APPLICABLE 
 
2021-04-13 
2021-03-29
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2021-03-15 
2021-01-12
D/A
Link
BIOTECHNOLOGY 
 
NO REVENUES 
Equity 
2020-10-28 
2020-12-29
D/A
Link
BIOTECHNOLOGY 
 
NO REVENUES 
Equity 
2020-10-28 
2020-12-10
D/A
Link
BIOTECHNOLOGY 
 
NO REVENUES 
Equity 
2020-10-28 
2020-11-16
D
Link
OTHER REAL ESTATE 
 
DECLINE TO DISCLOSE 
Equity 
2020-10-02 
2020-11-10
D
Link
BIOTECHNOLOGY 
 
NO REVENUES 
Equity 
2020-10-28 
2020-08-25
D/A
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2020-03-31 
2020-06-04
D/A
Link
BIOTECHNOLOGY 
 
NO REVENUES 
Equity 
2020-05-13 
2020-05-26
D
Link
BIOTECHNOLOGY 
 
NO REVENUES 
Equity 
2020-05-13 
2020-04-13
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2020-03-31 
2020-01-22
D
Link
OTHER 
 
$25,000,001 - $100,000,000 
Equity 
2020-01-10 
2020-01-17
D
Link
OTHER REAL ESTATE 
 
DECLINE TO DISCLOSE 
Equity 
2020-01-03 
2019-06-18
D/A
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2019-05-03 
2019-05-17
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2019-05-03 
2019-05-13
D
Link
OTHER INVESTMENT FUND 
 
 
 
2019-05-01 
2019-03-01
D
Link
OTHER INVESTMENT FUND 
 
 
 
2019-02-14 
2018-10-02
D
Link
OTHER 
 
$25,000,001 - $100,000,000 
Equity 
2018-09-20 
2018-02-22
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2017-11-08 
2018-01-30
D
Link
OTHER ENERGY 
 
DECLINE TO DISCLOSE 
Equity 
2018-01-19 
2018-01-04
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2017-02-21 
2018-01-04
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2017-02-21 
2017-12-05
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity, Debt 
2017-11-21 
2017-11-22
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2017-11-17 
2017-09-08
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2017-02-21 
2017-09-08
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2017-02-21 
2017-08-03
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2017-07-19 
2017-07-28
D
Link
OTHER INVESTMENT FUND 
 
 
 
2017-07-17 
2017-07-28
D
Link
OTHER INVESTMENT FUND 
 
 
 
2017-06-28 
2017-06-22
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2017-05-15 
2017-06-13
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2017-05-31 
2016-10-17
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2016-09-30 
2016-07-08
D
Link
OTHER 
 
$5,000,001 - $25,000,000 
Equity 
2016-06-27 
2016-04-28
D/A
Link
ENERGY CONSERVATION 
 
DECLINE TO DISCLOSE 
 
2016-04-14 
2016-04-27
D
Link
ENERGY CONSERVATION 
 
DECLINE TO DISCLOSE 
 
2016-04-14 
2016-04-04
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2015-04-09 
2016-04-04
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2015-04-09 
2016-04-04
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2015-04-09 
2016-01-06
D
Link
OTHER INVESTMENT FUND 
 
 
 
2015-12-22 
2015-11-20
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
 
2015-11-09 
2015-06-30
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2015-06-17 
2015-04-14
D
Link
OTHER TECHNOLOGY 
 
DECLINE TO DISCLOSE 
Equity 
2015-03-30 
2015-02-23
D
Link
INSURANCE 
 
DECLINE TO DISCLOSE 
Equity 
2015-02-09 
2014-10-30
D/A
Link
OTHER 
 
$5,000,001 - $25,000,000 
Equity 
2014-06-03 
2014-06-24
D/A
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2014-05-01 
2014-05-19
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2014-05-01 
2014-03-13
D
Link
MANUFACTURING 
 
DECLINE TO DISCLOSE 
Equity 
2014-03-05 
2014-03-13
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] 
DECLINE TO DISCLOSE 
Debt 
2014-03-10 
2014-02-11
D/A
Link
OTHER ENERGY 
 
DECLINE TO DISCLOSE 
Equity 
2012-04-14 
2014-01-15
D/A
Link
MANUFACTURING 
 
DECLINE TO DISCLOSE 
Equity 
2013-05-14 
2013-08-07
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2013-07-26 
2013-05-29
D
Link
MANUFACTURING 
 
DECLINE TO DISCLOSE 
Equity 
2013-05-14 
2012-10-15
D
Link
COMMERCIAL 
 
NO REVENUES 
Equity 
2012-10-03 
2012-09-07
D
Link
OIL AND GAS 
WHOLESALE-FURNITURE + HOME FURNISHINGS [5020] 
NO REVENUES 
Equity 
2012-08-31 
2012-07-05
D
Link
MANUFACTURING 
 
DECLINE TO DISCLOSE 
Equity 
2012-06-20 
2012-04-24
D
Link
OTHER ENERGY 
 
DECLINE TO DISCLOSE 
Equity 
2012-04-14 
2012-02-03
D
Link
MANUFACTURING 
 
DECLINE TO DISCLOSE 
Equity 
2012-01-18 
2011-12-29
D
Link
OTHER BANKING AND FINANCIAL SERVICES 
SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] 
DECLINE TO DISCLOSE 
Debt 
2011-12-15 
2011-11-16
D
Link
INVESTING 
 
DECLINE TO DISCLOSE 
Equity 
2011-11-07 
2011-08-31
D
Link
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2011-08-16 
2011-08-31
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Debt 
2011-08-16 
2011-08-31
D
Link
COMMERCIAL 
 
DECLINE TO DISCLOSE 
Equity 
2011-08-16 
2011-07-19
D
Link
INVESTING 
 
DECLINE TO DISCLOSE 
Equity 
2011-07-08 
2011-04-08
D
Link
OIL AND GAS 
 
$1 - $1,000,000 
 
2011-03-31 
2011-03-23
D
Link
OIL AND GAS 
 
$1 - $1,000,000 
 
2010-08-02 
2011-03-14
D
Link
OTHER 
 
DECLINE TO DISCLOSE 
Equity 
2011-02-25 
2010-08-10
D
Link
INVESTING 
 
DECLINE TO DISCLOSE 
Equity 
2010-07-30 
2009-05-28
D
Link
CONSTRUCTION 
 
NO REVENUES 
Equity 
2009-05-14 
2009-04-10
D
Link
RESIDENTIAL 
 
$1 - $1,000,000 
Equity 
2009-03-28