THOMAS G. ROCK

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First Name

: THOMAS

Middle Name

: G.

Last Name

: ROCK

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EXECUTIVE OFFICER

MERCED PARTNERS IV, L.P.

JOEL ANDERSON, STUART B. BROWN, DAVID A. ERICSON, MARY FAHEY, VINCE VERTIN, HENDRIK VROEGE

EXECUTIVE OFFICER

MERCED SHIPPING PARTNERS, L.P.

JOEL ANDERSON, STUART B. BROWN, DAVID A. ERICSON, MARY FAHEY, MERCED CAPITAL PARTNERS SERIES MSP OF, VINCE VERTIN, HENDRIK VROEGE

Filings

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Securities

First Sale Date

D

OTHER INVESTMENT FUND

2014-01-31

D

OTHER INVESTMENT FUND

Equity

2013-07-15