NICHOLAS BRUMM

Profile

First Name

: NICHOLAS

Middle Name

:

Last Name

: BRUMM

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EXECUTIVE OFFICER

NICHOLAS DAVID SPUTNICK BRUMM, NICHOLAS DAVID STUPNICK BRUMM, ARTHUR CHU, ARTHUR PAI-SHIH CHU, TRACY FU, TRACY CHUIN FU, DANIEL GOLD, DANIEL ALLEN GOLD, N/A QVT ASSOCIATES GP LLC, N/A QVT FINANCIAL LP

EXECUTIVE OFFICER

NICHOLAS DAVID SPUTNICK BRUMM, ARTHUR CHU, ARTHUR PAI-SHIH CHU, TRACY CHUIN FU, DANIEL ALLEN GOLD, N/A QVT ASSOCIATES GP LLC

EXECUTIVE OFFICER

NICHOLAS DAVID SPUTNICK BRUMM, NICHOLAS DAVID STUPNICK BRUMM, ARTHUR PAI-SHIH CHU, TRACY CHIUN FU, TRACY CHUIN FU, DANIEL ALLEN GOLD, N/A QVT ASSOCIATES GP LLC, N/A QVT FINANCIAL LP

EXECUTIVE OFFICER

FOURTH AVENUE FF OPPORTUNITIES LP - SERIES A

ARTHUR PAI-SHIH CHU, N/A FOURTH AVENUE CAPITAL PARTNERS GP LLC, TRACY CHUIN FU, DANIEL ALLEN GOLD, N/A QVT FINANCIAL LP

EXECUTIVE OFFICER

FOURTH AVENUE FF OPPORTUNITIES LP - SERIES B

ARTHUR PAI-SHIH CHU, N/A FOURTH AVENUE CAPITAL PARTNERS GP LLC, TRACY CHUIN FU, DANIEL ALLEN GOLD

EXECUTIVE OFFICER

QVT SERIES HOLDINGS LP - SERIES SLV OFFSHORE

NICHOLAS DAVID SPUTNICK BRUMM, ARTHUR PAI-SHIH CHU, TRACY CHUIN FU, DANIEL ALLEN GOLD, N/A QVT ASSOCIATES GP LLC

EXECUTIVE OFFICER

QVT SERIES HOLDINGS LP - SERIES SLV ONSHORE

NICHOLAS DAVID SPUTNICK BRUMM, ARTHUR PAI-SHIH CHU, TRACY CHUIN FU, DANIEL ALLEN GOLD, N/A QVT ASSOCIATES GP LLC

Filings

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Detailed Industry

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First Sale Date

D

OTHER INVESTMENT FUND

2016-08-01

D

OTHER INVESTMENT FUND

2016-08-01

D/A

HEDGE FUND

2012-03-01

D/A

HEDGE FUND

2014-08-01

D/A

OTHER INVESTMENT FUND

2016-03-01

D

OTHER INVESTMENT FUND

2016-03-31

D

OTHER INVESTMENT FUND

2016-03-01

D/A

HEDGE FUND

2012-03-01

D/A

HEDGE FUND

2014-08-01

D/A

HEDGE FUND

2012-03-01

D/A

HEDGE FUND

2014-08-01

D

HEDGE FUND

2014-08-01

D

HEDGE FUND

2013-06-20