N/A CAPRICORN INVESTMENT GROUP, LLC

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: N/A

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:

Last Name

: CAPRICORN INVESTMENT GROUP, LLC

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EXECUTIVE OFFICER

CAPRICORN AIP - HEDGE FUND STRATEGIES, L.P.

- CAPRICORN INVESTMENT GROUP, LLC, ALAN CHANG, JAMES G.B. DEMARTINI, STEPHEN GEORGE, JOHN JONSON, NEIL KUYPER, WILLIAM ORUM, ERIC TECHEL, BARRY UPHOFF, ION YADIGAROGLU

EXECUTIVE OFFICER

CAPRICORN AIP - CREDIT OPPORTUNITIES (SL) I, L.P.

- CAPRICORN INVESTMENT GROUP, LLC, JAMES G.B. DEMARTINI, STEPHEN GEORGE, JOHN JONSON, NEIL KUYPER, BARRY UPHOFF, ION YADIGAROGLU

DIRECTOR

SUSTAINABLE INVESTORS FUND, LP

MICHAELA EDWARDS, WILLIAM ORUM, N/A SIF PARTNERS, LLC, ERIC TECHEL, ION YARDIGAROGLU

DIRECTOR

SUSTAINABLE INVESTORS FUND (CAYMAN), LP

MICHAELA EDWARDS, WILLIAM ORUM, N/A SIF PARTNERS, LLC, ERIC TECHEL, ION YARDIGAROGLU

EXECUTIVE OFFICER

CIG DIRECT STRATEGIES II, LLC - SERIES 1

DAWNAE DODDS, ERIC TECHEL, ION YADIGAROGLU

DIRECTOR

CIG DIRECT STRATEGIES III LLC - SERIES 4

ERIC TECHEL, ION YADIGAROGLU

DIRECTOR

CIG DIRECT STRATEGIES SX, LP

ERIC TECHEL, ION YADIGAROGLU

DIRECTOR

TECHNOLOGY IMPACT FUND III, LP

DIPENDER SALUJA, ION YADIGAROGLU

Filings

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Securities

First Sale Date

D

VENTURE CAPITAL FUND

DECLINE TO DISCLOSE

2026-04-13

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2022-09-08

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2022-09-08

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2022-09-08

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2022-05-10

D

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2020-05-27

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2019-09-12

D/A

PRIVATE EQUITY FUND

DECLINE TO DISCLOSE

2019-09-12

D/A

OTHER INVESTMENT FUND

Equity

2008-01-29

D

OTHER INVESTMENT FUND

Equity

2009-03-27