NONE NEW ATLANTIC FUND III LLC

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: NONE

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: NEW ATLANTIC FUND III LLC

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EXECUTIVE OFFICER

NAV III OPPORTUNITY FUND, LLC

JOHN BACKUS, JOHN C. BACKUS, THANASIS DELISTATHIS, TODD HIXON, SCOTT JOHNSON, SCOTT M JOHNSON, SCOTT M. JOHNSON, LLC NEW ATLANTIC FUND III,

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Securities

First Sale Date

D

VENTURE CAPITAL FUND

DECLINE TO DISCLOSE

2017-11-28

D

VENTURE CAPITAL FUND

DECLINE TO DISCLOSE

2012-05-21