NEAL GARVEY

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First Name

: NEAL

Middle Name

:

Last Name

: GARVEY

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EXECUTIVE OFFICER
ANALYTIC U.S. LOW VOLATILITY FUND
BRIAN DILLON, LINDA T. GIBSON, JOAN R. GULINELLO, MARY J. KIRBY, KAREN F. KUPFERBERG, VINCENT MANNING, ROBERT D. MCDORMAN, JR., N/A OLD MUTUAL ASSET MANAGEMENT TRUST CO, ROBERT E. PATTERSON, RUTH E. PAUL, PETER L. ROLLINS, STEPHEN T. SCOTT, DAVID H. SMITH, VIRGINIA M. TURNER
EXECUTIVE OFFICER
ECHO POINT INTERNATIONAL GROWTH EQUITY FUND
STEPHEN H. BELGRAD, BRIAN DILLON, LINDA T. GIBSON, JOAN R. GULINELLO, MARY J. KIRBY, KAREN F. KUPFERBERG, VINCENT MANNING, THOMAS M. MCCLAIN, ROBERT D. MCDORMAN, JR., THOMAS M. MCLAIN, N/A OLD MUTUAL ASSET MANAGEMENT TRUST CO, ROBERT E PATTERSON, RUTH E. PAUL, PETER L. ROLLINS, STEPHEN T. SCOTT, DAVID H. SMITH, VIRGINIA M. TURNER
EXECUTIVE OFFICER
BARROW, HANLEY, MEWHINNEY + STRAUSS LARGE CAP VALUE FUND
STEPHEN H. BELGRAD, JOHN S. COTNER, BRIAN DILLON, LINDA T. GIBSON, JOAN R. GULINELLO, MARY J. KIRBY, KAREN F. KUPFERBERG, DANIEL MAHONEY, VINCENT MANNING, ERIC L. MARHOUN, THOMAS M. MCCLAIN, ROBERT D. MCDORMAN, JR., THOMAS M. MCLAIN, KATHY NICHOLL, KATHY M. NICHOLL, N/A OLD MUTUAL ASSET MANAGEMENT TRUST CO, N/A OLD MUTUAL ASSET MANAGEMENT TRUST COMPANY (OMAM TRUST CO), ROBERT E. PATTERSON, RUTH E. PAUL, KEVIN G. QUINN, SUREN S. RANA, PETER L. ROLLINS, STEPHEN T. SCOTT, DAVID H. SMITH, VIRGINIA M. TURNER, THOMAS M. TURPIN
EXECUTIVE OFFICER
BARROW, HANLEY, MEWHINNEY + STRAUSS HIGH YIELD FIXED INCOME FUND
N/A BARROW HANLEY INVESTMENT FUNDS LLC, N/A BARROW, HANLEY, MEWHINNEY + STRAUSS, LLC, STEPHEN H. BELGRAD, JOHN S. COTNER, BRIAN DILLON, LINDA T. GIBSON, JOAN R. GULINELLO, MARY J. KIRBY, KAREN F. KUPFERBERG, DANIEL MAHONEY, VINCENT MANNING, ERIC L. MARHOUN, CORY MARTIN, THOMAS M. MCCLAIN, ROBERT D. MCDORMAN, JR., THOMAS M. MCLAIN, KATHY NICHOLL, KATHY M. NICHOLL, N/A OLD MUTUAL ASSET MANAGEMENT TRUST CO, N/A OLD MUTUAL ASSET MANAGEMENT TRUST COMPANY (OMAM TRUST CO), ROBERT E. PATTERSON, RUTH E. PAUL, KEVIN G. QUINN, SUREN S. RANA, PETER L. ROLLINS, STEPHEN T. SCOTT, DAVID H. SMITH, VIRGINIA M. TURNER, THOMAS M. TURPIN
EXECUTIVE OFFICER
BARROW, HANLEY, MEWHINNEY + STRAUSS DIVERSIFIED LARGE CAP VALUE FUND
STEPHEN H. BELGRAD, STEPHEN M. BELGRAD, BRIAN DILLON, LINDA T. GIBSON, JOAN R. GULINELLO, MARY J. KIRBY, KAREN F. KUPFERBERG, DANIEL MAHONEY, VINCENT MANNING, ERIC L. MARHOUN, THOMAS M. MCCLAIN, ROBERT D. MCDORMAN, JR., THOMAS M. MCLAIN, KATHY NICHOLL, N/A OLD MUTUAL ASSET MANAGEMENT TRUST CO, ROBERT PATTERSON, RUTH E. PAUL, SUREN S. RANA, PETER L. ROLLINS, STEPHEN T. SCOTT, DAVID H. SMITH, VIRGINIA M. TURNER, THOMAS M. TURPIN
EXECUTIVE OFFICER
COPPER ROCK INTERNATIONAL SMALL CAP FUND
STEPHEN H. BELGRAD, BRIAN DILLON, LINDA T. GIBSON, JOAN R. GULINELLO, MARY J. KIRBY, KAREN F. KUPFERBERG, VINCENT MANNING, ERIC L. MARHOUN, THOMAS M. MCCLAIN, ROBERT D. MCDORMAN, JR., THOMAS M. MCLAIN, KATHY NICHOLL, N/A OLD MUTUAL ASSET MANAGEMENT TRUST CO, ROBERT E. PATTERSON, RUTH E. PAUL, SUREN S. RANA, PETER L. ROLLINS, STEPHEN T. SCOTT, DAVID H. SMITH, VIRGINIA M. TURNER
Filings
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Securities
First Sale Date
2012-11-06
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2007-04-02 
2012-10-31
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2011-06-01 
2012-10-22
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2011-06-01 
2012-10-12
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2010-09-30 
2012-08-20
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2007-02-02 
2012-08-15
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2004-05-04 
2012-08-15
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2011-08-01 
2012-07-16
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2011-06-01 
2012-06-13
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2011-06-01 
2012-06-13
D/A
Link
OTHER INVESTMENT FUND 
 
 
 
2011-08-01