MANAGEMENT COMPANY THE CLIFTON GROUP INVESTMENT

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First Name

: MANAGEMENT COMPANY

Middle Name

:

Last Name

: THE CLIFTON GROUP INVESTMENT

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PROMOTER

CLIFTON DEFENSIVE EQUITY FUND LLC

ORISON CHAFFEE, THOMAS LEE, D/B/A PARAMETRIC CLIFTON PARAMETRIC PORTFOLIO ASSOCIATES LLC, N/A PARAMETRIC PORTFOLIO ASSOCIATES LLC, PARAMETRIC PARAMETRIC PORTFOLIO ASSOCIATES LLC, KELLY SHELQUIST

PROMOTER

CLIFTON INTERNATIONAL INFLATION-LINKED FUND LTD.

ORISON CHAFFEE, THOMAS LEE, D/B/A PARAMETRIC CLIFTON PARAMETRIC PORTFOLIO ASSOCIATES LLC, D/B/A THE CLIFTON GROUP PARAMETRIC PORTFOLIO ASSOCIATES LLC

PROMOTER

CLIFTON U.S. INFLATION-LINKED BOND FUND LTD.

ORISON CHAFFEE, THOMAS LEE, D/B/A PARAMETRIC CLIFTON PARAMETRIC PORTFOLIO ASSOCIATES LLC, D/B/A THE CLIFTON GROUP PARAMETRIC PORTFOLIO ASSOCIATES LLC

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First Sale Date

D/A

DECLINE TO DISCLOSE

Equity

2012-01-20

D

DECLINE TO DISCLOSE

Equity

2012-04-04

D

DECLINE TO DISCLOSE

Equity

2012-04-04

D

DECLINE TO DISCLOSE

Equity

2012-01-20