N/A DEUTSCHE INTERNATIONAL CORPORATE SERVICES LIMITED

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: DEUTSCHE INTERNATIONAL CORPORATE SERVICES LIMITED

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PROMOTER

DBX-RISK ARBITRAGE 11 FUND

PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, ED FLETCHER, NIALL GORMAN, DARREN MCCUE, DAVID MCGUINNESS, JONATHAN PEAKE, TINA SAUNDERS, N/A THIRD POINT LLC

PROMOTER

DBX-MARKET NEUTRAL 12 FUND

PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, ED FLETCHER, N/A GLG PARTNERS LP, NIALL GORMAN, DAVID MCGUINNESS, TINA SAUNDERS

PROMOTER

DBX-EMERGING MARKETS MACRO 2 FUND

PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, ED FLETCHER, N/A GLG PARTNERS LP, NIALL GORMAN, DAVID MCGUINNESS, TINA SAUNDERS

PROMOTER

DBX-MARKET NEUTRAL 6 FUND

PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, ED FLETCHER, NIALL GORMAN, DAVID MCGUINNESS, N/A PYRAMIS GLOBAL ADVISORS, LLC, TINA SAUNDERS

PROMOTER

DBX-CTA 5 FEEDER FUND

PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE BANK INTERNATIONAL LIMITED, ED FLETCHER, NIALL GORMAN, DAVID MCGUINNESS, TINA SAUNDERS, PAUL SHEVLIN

PROMOTER

DBX-GLOBAL MACRO 4 FUND

N/A ARGONAUT MANAGEMENT, L.P., PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, ED FLETCHER, NIALL GORMAN, DARREN MCCUE, DAVID MCGUINNESS, JONATHAN PEAKE, TINA SAUNDERS, PAUL SHEVLIN

PROMOTER

DBX-CTA 11 FUND

PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, ED FLETCHER, NIALL GORMAN, DARREN MCCUE, DAVID MCGUINNESS, N/A MILLBURN RIDGEFIELD CORPORATION, JONATHAN PEAKE, TINA SAUNDERS, PAUL SHEVLIN

PROMOTER

DBX-CONVERTIBLE ARBITRAGE 13 FUND

PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, ED FLETCHER, NIALL GORMAN, DARREN MCCUE, DAVID MCGUINNESS, JONATHAN PEAKE, TINA SAUNDERS, N/A WATERSTONE CAPITAL MANAGEMENT, L.P.

EXECUTIVE OFFICER, PROMOTER

DBX-RISK ARBITRAGE 7 FUND

PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, ED FLETCHER, NIALL GORMAN, DAVID MCGUINNESS, JONATHAN PEAKE, TINA SAUNDERS, N/A TWIN SECURITIES, INC.

PROMOTER

DBX-GLOBAL LONG/SHORT EQUITY 7 FUND

PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, ED FLETCHER, NIALL GORMAN, DAVID MCGUINNESS, TINA SAUNDERS, N/A TIGER VEDA MANAGEMENT LLC

PROMOTER

PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, ED FLETCHER, NIALL GORMAN, DAVID MCGUINNESS, TINA SAUNDERS, N/A WINTON CAPITAL MANAGEMENT LTD.

PROMOTER

DBX-US LONG/SHORT EQUITY 12 FUND

PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, ED FLETCHER, NIALL GORMAN, DAVID MCGUINNESS, N/A OMEGA ADVISORS, INC., TINA SAUNDERS

PROMOTER

DBX-RISK ARBITRAGE 13 FUND

PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, NIALL GORMAN, JONATHAN PEAKE, TINA SAUNDERS, N/A TIG ADVISORS, LLC

PROMOTER

DBX-US LONG/SHORT EQUITY 9 FUND

N/A ASCEND CAPITAL LIMITED PARTNERSHIP, PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, NIALL GORMAN, DARREN MCCUE, JONATHAN PEAKE, TINA SAUNDERS

PROMOTER

DBX-EMERGING MARKETS MACRO 3 FUND

PETER BECKER, ALAN BOOTH, N/A BREVAN HOWARD INVESTMENT PRODUCTS LIMITED, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, NIALL GORMAN, JONATHAN PEAKE, TINA SAUNDERS

EXECUTIVE OFFICER

DBX-HIGH YIELD 2 FUND

N/A BEACH POINT CAPITAL MANAGEMENT, LP, PETER BECKER, ALAN BOOTH, PAUL COPE, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, NIALL GORMAN, JONATHAN PEAKE, TINA SAUNDERS

PROMOTER

LIQUIDALTS TUDOR TENSOR FUND

HEATHER BESTWICK, CHRIS CARTER, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, KELLY GOUVEIA, MARC HARRIS, CARL MCCONNELL, DARREN MCCUE, PAUL SHEVLIN, RICHARD BRIAN SINGLETON, ANDREAS TAUTSCHER, ANDREW TRACHY, N/A TUDOR INVESTMENT CORPORATION, JACQUELINE WALSHE, NICK WATKINS

PROMOTER

LIQUIDALTS OMEGA FEEDER FUND

CHRIS CARTER, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, KELLY GOUVEIA, DARREN MCCUE, PAUL SHEVLIN, ANDREAS TAUTSCHER, ANDREW TRACHY, JACQUELINE WALSHE

PROMOTER

LIQUIDALTS OMEGA FUND

CHRIS CARTER, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, KELLY GOUVEIA, DARREN MCCUE, N/A OMEGA ADVISORS, INC., PAUL SHEVLIN, ANDREAS TAUTSCHER, ANDREW TRACHY, JACQUELINE WALSHE

PROMOTER

LIQUIDALTS H2O FORCE 10 FUND

CHRIS CARTER, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, KELLY GOUVEIA, N/A H20 ASSET MANAGEMENT, LLP, N/A H2O ASSET MANAGEMENT, LLP, CHRIS HAMON, MARC HARRIS, BASTIAN HERTSTEIN, TONY LEACH, RICHARD MARLAND, CARL MCCONNELL, DARREN MCCUE, PAUL SHEVLIN, ANDREAS TAUTSCHER, ANDREW TRACHY, JACQUELINE WALSHE

PROMOTER

LIQUIDALTS H2O FORCE 10 FEEDER FUND

CHRIS CARTER, N/A DEUTSCHE INTERNATIONAL CUSTODIAL SERVICES LIMITED, CHRIS HAMON, MARC HARRIS, BASTIAN HERTSTEIN, TONY LEACH, RICHARD MARLAND, CARL MCCONNELL, PAUL SHEVLIN, ANDREAS TAUTSCHER, ANDREW TRACHY, JACQUELINE WALSHE

Filings

Filing Date

Filing Type

Source URL

Industry Classifier

Detailed Industry

Revenue Range

Securities

First Sale Date

D/A

HEDGE FUND

2015-07-01

D/A

HEDGE FUND

2014-11-01

D/A

HEDGE FUND

2014-11-01

D/A

HEDGE FUND

2015-07-01

D/A

HEDGE FUND

2014-08-01

D/A

HEDGE FUND

2015-07-01

D/A

HEDGE FUND

2014-11-01

D/A

HEDGE FUND

2014-08-01

D/A

HEDGE FUND

2014-11-01

D/A

HEDGE FUND

2014-04-01

D/A

HEDGE FUND

2014-04-01

D/A

HEDGE FUND

2014-08-01

D/A

HEDGE FUND

2012-03-01

D/A

HEDGE FUND

2012-01-01

D/A

HEDGE FUND

2011-06-01

D/A

HEDGE FUND

2010-08-01

D/A

HEDGE FUND

2012-01-01

D/A

HEDGE FUND

2012-01-03

D/A

HEDGE FUND

2011-06-01

D/A

HEDGE FUND

2010-12-01

D

HEDGE FUND

2012-09-04

D/A

HEDGE FUND

2012-03-01

D/A

HEDGE FUND

2012-01-03

D/A

HEDGE FUND

2011-10-01

D/A

HEDGE FUND

2011-06-01

D

HEDGE FUND

2012-01-03

D/A

HEDGE FUND

2010-08-01

D/A

HEDGE FUND

2011-06-01

D

HEDGE FUND

2011-12-08

D

HEDGE FUND

2011-11-01

D/A

HEDGE FUND

2011-07-01

D/A

HEDGE FUND

2011-06-01

D/A

HEDGE FUND

2010-12-01