Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PETER WILLIAMS
872807
M HOLDINGS SECURITIES INC.
43285
M. HOLDINGS SECURITIES INC.
43285
PETER M WILLIAMS
872807
PETER M. WILLIAMS
872807
M HOLDINGS SECURITIES, INC
43285
PETER M. WILLIAMS
872807
M HOLDINGS SECURITIES INC.
43285
M HOLDINGS SECURITIES, INC.
43285
PETER M. WILLIAMS
872807
M HOLDING SECURITIES
43285
PETER M WILLIAMS
872807
M HOLDING SECURITIES
43285
PETER M. WILLIAMS
872807
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-08-08
D/A
$177,877.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2023-08-18
D/A
$17,532.00
Yes
$0.00
Yes
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2023-07-21
D/A
$17,532.00
Yes
$0.00
Yes
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2023-07-21
D/A
$98.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2023-06-16
D/A
$14,981.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2023-04-24
D/A
$330,286.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2023-03-14
D/A
$330,286.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2023-01-13
D/A
$220,080.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2023-01-13
D/A
$14,981.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2022-12-13
D/A
$412.00
Yes
$0.00
No
2022-11-15
D/A
$98.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2022-10-13
D/A
$0.00
No
$0.00
No
2022-09-15
D
$98.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2022-07-14
D/A
$9,669.00
No
$0.00
No
2022-05-10
D/A
$218,049.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2022-04-08
D/A
$0.00
No
$0.00
No
2022-04-08
D/A
$216,129.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2020-06-22
D/A
$2,519.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2019-09-13
D/A
$0.00
No
$0.00
No
2019-07-31
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2019-04-15
D/A
$91,759.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2019-03-27
D/A
$5,859.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2019-02-01
D/A
$0.00
No
$0.00
No
SALES COMP PAID BY INS CO. OUT OF ITS OWN RESOURCES. THE CO. PERIODICALLY DEDUCTS INSURANCE + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT-ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INSURANCE CONTRACT.
2018-04-11
D/A
$54,192.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2017-03-27
D/A
$24,444.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2016-06-09
D/A
$98,799.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2016-03-18
D/A
$1,923.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2016-03-16
D/A
$7,443.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2016-03-11
D/A
$21,922.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2015-04-21
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. PFLAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2015-03-16
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. PFLAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2014-02-06
D/A
$0.00
No
$0.00
No
SALES COMP PAID BY INS CO. OUT OF ITS OWN RESOURCES. THE CO. PERIODICALLY DEDUCTS INSURANCE + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT-ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INSURANCE CONTRACT.
2013-12-27
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. PFLAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.