Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FRANK D. NEESE
871154
INDIANA SECURITIES, LLC
45115
FRANK D. NEESE
871154
INDIANA SECURITIES, LLC
45115
FRANK D. NEESE
871154
INDIANA SECURITIES
45115
FRANK NEESE
871154
INDIANA SECURITIES, LLC
45115
FRANK NEESE
871154
INDIANA SECURITIES OF INDIANAPOLIS, LLC
45115
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-03-28
D
$750,000.00
No
$0.00
No
THE SALES COMMISSION FEES ARE $50,000. THE STRUCTURING FEES ARE $25,000.
2015-05-18
D/A
$412,560.00
No
$0.00
No
$275,040 WAS PAID AS A SALES COMMISSION; $137,520 WAS PAID AS A STRUCTURING FEE.
2015-05-15
D
$4,125,600.00
No
$0.00
No
$275,040 WAS PAID AS A SALES COMMISSION; $137,520 WAS PAID AS A STRUCTURING FEE.
2013-12-13
D
$0.00
No
$0.00
No
2013-12-13
D
$0.00
No
$0.00
No
2013-09-18
D
$54,000.00
No
$27,000.00
No
2013-08-07
D
$58,000.00
No
$29,100.00
No
2013-02-21
D
$80,000.00
No
$40,000.00
No
2012-10-09
D
$68,000.00
No
$34,500.00
No
2012-05-30
D
$25,000.00
No
$12,500.00
No
2012-03-01
D
$55,000.00
No
$27,500.00
No
2010-04-23
D
$123,900.00
No
$67,950.00
No