Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BERTHEL FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
WILLIAM VENABLES
864303
BERTHEL FISHER + CO FINANCIAL SERVICES, INC.
13609
WILLIAM KENDRICK VENABLES
864303
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-03-25
D/A
$3,781,411.00
No
$0.00
No
OF THE SALES COMMISSION, $502,595 ARE DESIGNATED AS MARKETING FEES.
2021-03-12
D/A
$3,781,411.00
No
$0.00
No
OF THE SALES COMMISSION, $502,595 ARE DESIGNATED AS MARKETING FEES.
2013-01-09
D/A
$1,839,124.00
No
$0.00
No
2012-12-11
D/A
$4,241,750.00
Yes
$0.00
No
BASED ON A MAXIMUM OFFERING OF $44,650,000