Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JAMES VAN EPPS
844958
FPCM SECURITIES LLC
38283
JAMES VAN EPPS
844958
FPCM SECURITITES LLC
38283
FPCM SECURITIES LLC
38283
JIM VAN EPPS
844958
FPCM SECURITIES
38283
JIM VAN EPPS
844958
FPCM SECURITIES, LLC
38283
JAMES H. VAN EPPS
844958
JIM VAN EPPS
844958
FPCM SECURITIES, LLC
38283
JIM VAN EPPS
844958
INNOVATION PARTNERS, LLC
146344
INNOVATION PARTNERS, LLC
146344
JAMES VAN EPPS
844958
INNOVATION PARTNERS LLC
146344
JIM VAN EPPS
844958
INNOVATION PARTNERS, LLC
146344
JAMES VAN EPPS
844958
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-09-26
D/A
$6,039,239.00
No
$0.00
No
2024-09-27
D/A
$5,740,574.00
No
$0.00
No
2024-02-28
D/A
$15,598,561.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2023-09-27
D/A
$5,427,661.00
No
$0.00
No
2023-02-27
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2022-09-27
D/A
$4,437,991.00
No
$0.00
No
2022-03-02
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2021-09-27
D/A
$4,375,753.00
No
$0.00
No
2021-03-11
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2020-09-28
D/A
$4,315,682.00
No
$0.00
No
2020-04-24
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2019-09-26
D/A
$4,260,234.00
No
$0.00
No
2019-04-05
D/A
$14,817,709.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2018-09-27
D/A
$4,203,769.00
No
$0.00
No
2018-03-15
D/A
$14,359,912.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2017-09-29
D
$4,136,514.00
No
$0.00
No
2017-05-03
D
$0.00
No
$0.00
No
2017-04-26
D/A
$13,772,747.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2016-10-14
D
$4,042,225.00
No
$0.00
No
2016-04-04
D/A
$13,601,043.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2015-04-20
D/A
$13,485,093.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2013-12-12
D
$37,933,663.00
No
$0.00
No
2012-12-11
D
$35,845,342.00
No
$0.00
No
2011-12-08
D/A
$33,575,721.00
No
$0.00
No
2011-05-25
D/A
$0.00
No
$0.00
No
SALES COMP PAID BY INS CO. OUT OF ITS OWN RESOURCES. THE CO. PERIODICALLY DEDUCTS INSURANCE + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT-ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INSURANCE CONTRACTS.
2010-12-07
D/A
$31,200,395.00
No
$0.00
No
2010-02-18
D
$0.00
No
$0.00
No
SALES COMP PAID BY INS CO. OUT OF ITS OWN RESOURCES. THE CO. PERIODICALLY DEDUCTS INSURANCE + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT-ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INSURANCE CONTRACTS.
2010-01-19
D
$28,370,635.00
No
$0.00
No
2010-01-14
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDER-S FEES. HLIC PAYS ALL SALES COMMISSIONS OR FINDER-S FEES FROM ITS CORPORATE RESOURCES.
2009-03-18
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. HLIC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.