Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ARKADIOS CAPITAL
282710
LEE GOODMAN
7867179
METRIC FINANCIAL, LLC
33324
LEE JAY GOODMAN
7867179
METRIC FINANCIAL, LLC
33324
LEE JAY GOODMAN
7867179
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-10-08
D/A
$2,667,898.00
Yes
$0.00
No
2025-09-09
D/A
$1,546,571.00
Yes
$0.00
No
2025-01-10
D/A
$6,490,217.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF THE UPFRONT SALES LOAD THAT MAY BE PAID FOR THE ENTIRE OFFERING.
2024-12-06
D/A
$6,490,217.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF THE UPFRONT SALES LOAD THAT MAY BE PAID FOR THE ENTIRE OFFERING.
2024-12-04
D/A
$3,306,178.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.