Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
CONCORDE INVESTMENT SERVICES, LLC
151604
WILLIAM O-NEILL
7396734
CONCORDE INVESTMENT SERVICES, LLC
151604
WILLIAM J. O-NEILL
7396734
CONCORDE INVESTMENT SERVICES, LLC
151604
WILLIAM O-NEILL
7396734
DAI SECURITIES, LLC
36673
WILLIAM O-NEILL
7396734
DAI SECURITIES, LLC
36673
WILLIAM JOSEPH O-NEILL
7396734
DAI SECURITIES, LLC
36673
WILLIAM O-NEIL
7396734
WILLIAM O-NEILL
7396734
DAI SECURITIES, LLC
36673
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$4,017,893.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SALES COMMISSIONS, DEALER MANAGER FEES, MARKETING AND DUE DILIGENCE EXPENSES AND WHOLESALING FEES THAT MAY BE PAID.
D/A
$5,638,710.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SALES COMMISSIONS AND DEALER MANAGER FEES THAT MAY BE PAID.
D/A
$5,638,710.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SALES COMMISSIONS AND DEALER MANAGER FEES THAT MAY BE PAID.
D/A
$4,739,697.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$4,739,697.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$5,594,129.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
