Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SWISS RE CAPITAL MARKETS CORPORATION
39978
ARJUN GUPTA
7342012
SWISS RE CAPITAL MARKETS CORPORATION
39978
ARJUN GUPTA
7342012
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-07-18
D
$150,000.00
Yes
$0.00
No
ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
2023-07-07
D/A
$400,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS THAT MAY BE PAYABLE IN THE NEXT 12 MONTHS.