Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GROWTH CAPITAL SERVICES, INC.
124658
SPENCER HILLIGOSS
7289560
GROWTH CAPITAL SERVICES, INC.
124658
SPENCER HILLIGOSS
7289560
FINALIS SECURITIES LLC
305908
SPENCER HILLIGOSS
7289560
FINALIS SECURITIES LLC
305908
SPENCER HILLIGOSS
7289560
FINALIS SECURITIES LLC
305908
SPENCER HILLIGOSS D/B/A MADISON INVESTING
7289560
FINALIS SECURITIES LLC
305908
SPENCER HILLIGOSS
7289560
FINALIS SECURITIES LLC
305908
SPENCER HILLIGOSS
7289560
FINALIS SECURITIES
305908
MADISON INVESTING LLC/SPENCER HILLIGOSS
7289560
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-10-25
D/A
$249,312.00
Yes
$0.00
No
2023-07-11
D
$193,280.00
Yes
$0.00
Yes
PLACEMENT FEE.
2023-05-09
D/A
$247,210.00
Yes
$0.00
Yes
PLACEMENT FEE.
2023-05-04
D
$247,210.00
Yes
$60,000.00
Yes
PLACEMENT FEE.
2022-08-02
D
$260,115.00
Yes
$0.00
Yes
PLACEMENT FEE COMMISSIONS.
2022-08-01
D
$0.00
No
$523,815.00
Yes
2022-08-01
D
$0.00
No
$33,435.00
Yes
2022-06-28
D
$305,698.00
Yes
$0.00
Yes
PLACEMENT FEES
2022-04-22
D
$350,000.00
Yes
$0.00
Yes
PLACEMENT FEES.
2021-12-23
D
$54,000.00
Yes
$0.00
Yes
PLACEMENT AGENT FEE
2021-11-23
D
$132,000.00
Yes
$0.00
Yes
PLACEMENT FEES
2021-10-19
D/A
$198,000.00
Yes
$0.00
Yes
PLACEMENT FEES