Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

TRIAD ADVISORS
25803
KENNETH LUCCIONI
719779
TRIAD ADVISORS, INC.
25803
KENNETH A. LUCCIONI
719779
TRIAD ADVISORS
25803
KENNETH LUCCIONOI
719779
TRIAD ADVISORS, INC.
25803
KENNETH A. LUCCIONI
719779
TRIAD ADVISORS, INC.
25803
KEN LUCCIONI
719779
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-09-19
D/A
$1,352,446.00
Yes
$0.00
No
AMOUNT IS BASED UPON A 7% COMMISSION ON EACH UNIT SOLD; COMMISSIONS ARE PAID IN THE FORM OF ISSUER-S EQUITY
2014-09-19
D/A
$956,095.00
No
$0.00
No
THE SALES COMMMISSION IS 7% OF PRICE PER UNIT; THE ABOVE AMOUNT REPRESENTS THE SALES COMMISSION ON THE UNITS SOLD TO DATE
2014-09-19
D/A
$533,167.00
Yes
$0.00
No
AMOUNT BASED UPON A 7% COMMISSION TO BE PAID ON EACH UNIT SOLD.
2014-09-19
D
$177,450.00
Yes
$0.00
No
AMOUNT BASED UPON A 7% COMMISSION TO BE PAID ON EACH UNIT SOLD.
2014-07-29
D/A
$100,000.00
Yes
$0.00
Yes
2013-07-02
D/A
$913,492.00
No
$0.00
No
THE SALES COMMMISSION IS 7% OF PRICE PER UNIT; THE ABOVE AMOUNT REPRESENTS THE SALES COMMISSION ON THE UNITS SOLD TO DATE
2013-01-17
D/A
$702,846.00
Yes
$0.00
No
AMOUNT IS BASED UPON A 7% COMMISSION ON EACH UNIT SOLD; COMMISSIONS ARE PAID IN THE FORM OF ISSUER-S EQUITY
2013-01-17
D/A
$252,805.00
Yes
$0.00
No
AMOUNT BASED UPON A 7% COMMISSION TO BE PAID ON EACH UNIT SOLD.
2012-04-20
D/A
$789,901.00
No
$0.00
No
THE SALES COMMMISSION IS 7% OF PRICE PER UNIT; THE ABOVE AMOUNT REPRESENTS THE SALES COMMISSION ON THE UNITS SOLD TO DATE
2011-12-21
D
$4,200.00
Yes
$0.00
No
THIS AMOUNT IS BASED UPON A 7% COMMISSION TO BE PAID ON EACH UNIT SOLD
2011-09-29
D/A
$543,915.00
Yes
$0.00
No
THIS AMOUNT IS BASED UPON A 7% COMMISSION TO BE PAID ON EACH UNIT SOLD
2011-04-20
D/A
$686,456.00
No
$0.00
No
THE SALES COMMMISSION IS 7% OF PRICE PER UNIT; THE ABOVE AMOUNT REPRESENTS THE SALES COMMISSION ON THE UNITS SOLD TO DATE
2010-07-26
D/A
$379,731.00
Yes
$0.00
No
THIS AMOUNT IS BASED UPON A 7% COMMISSION TO BE PAID ON EACH UNIT SOLD
2010-04-19
D/A
$548,485.00
No
$0.00
No
THE SALES COMMMISSION IS 7% OF PRICE PER UNIT; THE ABOVE AMOUNT REPRESENTS THE SALES COMMISSION ON THE UNITS SOLD TO DATE
2009-06-11
D/A
$362,091.00
Yes
$0.00
No
THIS AMOUNT IS BASED UPON A 7% COMMISSION TO BE PAID ON EACH UNIT SOLD