Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
GREAT POINT CAPITAL
114203
MIKAYLA RALEIGH
7181755
GREAT POINT CAPITAL, LLC
114203
MIKAYLA RALEIGH
7181755
GREAT POINT CAPITAL, LLC
114203
MIKAYLA ELIZABETH RALEIGH
7181755
MIKAYLA RALEIGH
7181755
GREAT POINT CAPITAL, LLC
114203
7181755
114203
MIKAYLA RALIEGH
7181755
GREAT POINT CAPITAL, LLC
114203
MIKAYLA RALEIGH
7181755
MIKAYLA E. RALEIGH
7181755
GREAT POINT CAPITAL LLC
114203
GREAT POINT CAPITAL LLC
114203
MIKAYLA RALEIGH
7181755
MIKAYLA ELIZABETH RALEIGH
7181755
GREAT POINT CAPITAL LLC
114203
GREAT POINT CAPITAL
114203
MIKAYLA RALEIGH
7181755
MIKAYLA RALEIGH
7181755
GREAT POINT CAPITAL, LLC
114203
MIKAYLA ELIZABETH RALEIGH
7181755
GREAT POINT CAPITAL LLC
114203
QUINCY WELLS CAPITAL, LLC
334163
MIKAYLA RALEIGH
7181755
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%.
D/A
$8,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 1.5%; SALES COMMISSION OF UP TO 5.5%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%.
D
$1,930,851.00
No
$0.00
No
SALES COMMISSIONS: $1,420,108.76; WHOLESALE FEES: $21,050; DILIGENCE FEES: $18,836.88; MARKETING FEES: $19,086.88; MANAGING BROKER DEALER FEES: $451,768.39
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%
D/A
$8,300,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 1.5%; SALES COMMISSION OF UP TO 5.5%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%; PAYMENT TO MANAGING GENERAL PARTNER OF 0.3%
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%
D/A
$8,300,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 1.5%; SALES COMMISSION OF UP TO 5.5%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%; PAYMENT TO MANAGING GENERAL PARTNER OF 0.3%
D/A
$8,300,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 1.5%; SALES COMMISSION OF UP TO 5.5%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%; PAYMENT TO MANAGING GENERAL PARTNER OF 0.3%
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION UP TO 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING EXPENSE FEE OF 0.5%.
D/A
$935,017.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION UP TO 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING EXPENSE FEE OF 0.5%.
D/A
$4,150,000.00
Yes
$0.00
No
DEALER-MANAGER FEE 1.5%; SALES COMMISSION UP TO 5.5%; DUE DILIGENCE FEE 0.5%; MARKETING EXPENSE FEE 0.5%; PAYMENT TO MANAGING GENERAL PARTNER 0.3%.
D/A
$935,017.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
D/A
$935,017.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
D/A
$935,017.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
D/A
$935,017.00
Yes
$0.00
No
IN ADDITION, THE ISSUER MAY PAY, FOR APPROPRIATELY REGISTERED BROKER DEALERS, CERTAIN MARKETING AND OTHER EXPENSES, A NON-ACCOUNTABLE MARKETING ALLOWANCE, AND A SHARE IN THE ISSUER-S PROFITS.
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION UP TO 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING EXPENSE FEE OF 0.5%
D/A
$8,250,000.00
Yes
$0.00
No
SALES COMMISSION - UP TO 5.5%; DEALER-MANAGER FEE - 1.5%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%; PAYMENT TO MANAGING GENERAL PARTNER - 0.3%.
D/A
$4,150,000.00
Yes
$0.00
No
DEALER-MANAGER FEE 1.5%; SALES COMMISSION UP TO 5.5%; DUE DILIGENCE FEE 0.5%; MARKETING EXPENSE FEE 0.5%; PAYMENT TO MANAGING GENERAL PARTNER 0.3%.
D/A
$10,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION OF 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING FEE OF 0.5%
D
$602,795.00
No
$0.00
No
SELLING COMMISSIONS: $217,651.00; MANAGING BROKER FEES: $167,423.00; WHOLESALER FEES: $141,873.00; MARKETING FEES: $41,855.75; DUE DILIGENCE FEES: $33,993.00.
D
$413,125.00
No
$0.00
No
SELLING COMMISSIONS: $98,350.00; WHOLESALE FEES: $128,013.90; DUE DILIGENCE FEES: $14,236.00; MARKETING FEES: $8,872.00; MANAGING BROKER FEES: $163,653.90
D
$911,785.00
No
$0.00
No
SELLING COMMISSIONS: $493,597.37; MANAGING BROKER FEES: $164,611.91; WHOLESALER FEES: $153,961.91; MARKETING ALLOWANCE: $27,750.00; DUE DILIGENCE FEES: $71,863.91
D
$1,269,932.00
No
$0.00
No
SELLING COMMISSIONS: $594,140.00; MANAGING BROKER FEES: $269,591.15; WHOLESALER FEES: $228,791.15; MARKETING ALLOWANCE: $88,965.30; DUE DILIGENCE FEES: $88,445.15
D/A
$8,300,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 1.5%; SALES COMMISSION - UP TO 5.5%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%; PAYMENT TO MANAGING GENERAL PARTNER - 0.3%.
D
$1,644,687.00
No
$0.00
No
INCLUSIVE OF $869,960 SELLING COMMISSIONS; $255,493.06 DUE DILIGENCE FEE; $231,821.89 MARKETING/WHOLESALE FEE; AND $287,412.47 BROKER/DEALER FEE.
