Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BERTHEL FISHER + CO
13609
CHARLES DAWSON
717848
BERTHEL FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
CHARLES DAWSON
717848
BERTHEL FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
CHARLES DAWSON
717848
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-01-09
D/A
$1,839,124.00
No
$0.00
No
2012-12-11
D/A
$4,241,750.00
Yes
$0.00
No
BASED ON A MAXIMUM OFFERING OF $44,650,000
2011-12-22
D/A
$559,170.00
No
$0.00
No
PAYABLE BY MAGNUM HUNTER PRODUCTION, INC., AND REFLECT COMMISSIONS AND DUE DILIGENCE FEES ON SALES THROUGH DECEMBER 21, 2011.
2010-07-13
D/A
$1,883,549.00
No
$0.00
No