Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
713609
TODD CAUDLE
2450100
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$3,267,882.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
