Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
CARTY, HARDING + HEARN, INC.
7001
People
Name
WILLIAM A. HALTER
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-25
D
$13,875.00
No
$0.00
No
PLACEMENT AGENT FEE
2026-06-25
D
$30,000.00
No
$0.00
No
PLACEMENT AGENT FEE
2025-12-31
D
$170,677.00
No
$0.00
No
PLACEMENT AGENT FEE
2025-12-31
D
$56,011.00
No
$0.00
No
PLACEMENT AGENT FEE
2025-12-31
D
$96,920.00
No
$0.00
No
PLACEMENT AGENT FEE
2025-12-31
D
$193,555.00
No
$0.00
No
PLACEMENT AGENT FEE
2025-12-31
D
$97,947.00
No
$0.00
No
PLACEMENT AGENT FEE
2025-12-31
D
$53,564.00
No
$0.00
No
PLACEMENT AGENT FEES