Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SANDLAPPER SECURITIES, LLC
137906
PETER CHERIN
6787497
SANDLAPPER SECURITIES, LLC
137906
PETER CHERNIN
6787497
SANDLAPPER SECURITIES, LLC
137906
PETER CHERNIN
6787497
SANDLAPPER SECURITIES, LLC
137906
PETER CHERNIN
6787497
GREAT POINT CAPITAL LLC
114203
PETER CHERNIN
6787497
SANDLAPPER SECURITIES, LLC
137906
PETER CHERNIN
6787497
GREAT POINT CAPITAL, LLC
114203
PETER CHERNIN
6787497
GREAT POINT CAPITAL LLC
114203
PETER CHERNIN
6787497
GREAT POINT CAPITAL LLC
114203
PETER CHERNIN
6787497
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$2,309,271.00
Yes
$0.00
No
D/A
$2,084,688.00
Yes
$0.00
No
D/A
$3,279,063.00
Yes
$0.00
No
D/A
$3,753,712.00
Yes
$0.00
No
D/A
$910,875.00
Yes
$0.00
No
D/A
$3,134,687.00
Yes
$0.00
No
D/A
$2,403,989.00
Yes
$0.00
No
D/A
$2,685,687.00
No
$0.00
No
D/A
$3,266,700.00
Yes
$0.00
No
D/A
$2,685,325.00
No
$0.00
No
D/A
$2,685,325.00
No
$0.00
No
D/A
$2,685,325.00
No
$0.00
No
D/A
$1,337,787.00
Yes
$0.00
No
D/A
$460,433.00
Yes
$0.00
No
D/A
$2,288,992.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,288,992.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,288,992.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,288,992.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,288,992.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,288,992.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,288,992.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,288,992.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$451,000.00
Yes
$0.00
No
THIS INCLUDES SELLING COMMISSIONS OF 7% AND A MANAGING BROKER-DEALER FEE OF 4%. THIS FIGURE IS ESTIMATED ASSUMING WE SELL THE MAXIMUM OFFERING AMOUNT.
D/A
$2,288,992.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,288,992.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$2,288,992.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D
$2,288,992.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$906,329.00
Yes
$0.00
No
D/A
$906,329.00
Yes
$0.00
No
D/A
$906,329.00
Yes
$0.00
No
D/A
$451,000.00
Yes
$0.00
No
THIS INCLUDES SELLING COMMISSIONS OF 7% AND A MANAGING BROKER-DEALER FEE OF 4%. THIS FIGURE IS ESTIMATED ASSUMING WE SELL THE MAXIMUM OFFERING AMOUNT.
D/A
$460,433.00
Yes
$0.00
No
D/A
$1,337,787.00
Yes
$0.00
No
D/A
$460,433.00
Yes
$0.00
No
D/A
$451,000.00
Yes
$0.00
No
THIS INCLUDES SELLING COMMISSIONS OF 7% AND A MANAGING BROKER-DEALER FEE OF 4%. THIS FIGURE IS ESTIMATED ASSUMING WE SELL THE MAXIMUM OFFERING AMOUNT.
D
$1,920,888.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED
D/A
$1,337,787.00
Yes
$0.00
No
D/A
$1,337,787.00
Yes
$0.00
No
D/A
$1,337,787.00
Yes
$0.00
No