Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CWS INVESTMENTS
23551
JAMES J. MORRISON
6757898
Companies
Company Name
CWS RUSTON, L.P.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-09-19
D
$17,000.00
Yes
$0.00
Yes
INVESTOR FUNDING HAS YET TO OCCUR. COMMISSIONS ARE ESTIMATES TO BE PAID BY AN AFFILIATE OF THE ISSUER, NOT THE ISSUER.