Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WARREN SMOOT CARTER III
6751824
ELEVATION SECURITIES, ELEVATION, LLC
140341
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$0.00
No
$62,500.00
Yes
D
$0.00
No
$30,000.00
Yes
D
$0.00
No
$136,525.00
Yes