Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAROLINA FINANCIAL SECURITIES, LLC
41970
CHRISTOPHER CLEMENT
6724028
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$300,000.00
Yes
$0.00
No
CAROLINA FINANCIAL SECURITIES, LLC WILL RECEIVE A 6.0% CASH PLACEMENT FEE FOR ACTING AS THE PLACEMENT AGENT. FOR INVESTORS ORIGINATED BY THE ISSUER, THE FEE WILL BE DISCOUNTED 50%.