Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

COLORADO FINANCIAL SERVICE CORPORATION
104343
DANIEL J. MERCER
6698392
COLORADO FINANCIAL SERVICE CORPORATION
104343
DANIEL MERCER
6698392
COLORADO FINANCIAL SERVICE CORPORATION
104343
DAVID J. MERCER
6698392
COLORADO FINANCIAL SERVICE CORPORATION
104343
DANIEL MERCER
6698392
COLORADO FINANCIAL SERVICE CORPORATION
104343
DANIEL JAMES MERCER
6698392
COLORADO FINANCIAL SERVICE CORP
104343
DANIEL MERCER
6698392
COLORADO FINANCIAL SERVICE CORPORATION
104343
DANIEL JAMES MERCER
6698392
EMERSON EQUITY LLC
130032
DANIEL J. MERCER
6698392
EMERSON EQUITY LLC
130032
DANIEL MERCER
6698392
EMERSON EQUITY, LLC
130032
DANIEL JAMES MERCER
6698392
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-10-27
D/A
$4,636,463.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
2025-07-29
D/A
$4,636,463.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
2025-07-16
D/A
$4,636,463.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
2025-07-08
D/A
$4,636,463.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
2025-06-20
D/A
$4,636,463.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
2025-06-20
D/A
$1,861,603.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
2025-06-03
D/A
$4,636,463.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
2021-11-12
D/A
$2,268,307.00
Yes
$0.00
No
2020-09-01
D/A
$4,722,813.00
Yes
$0.00
No
2019-07-03
D/A
$2,758,615.00
Yes
$0.00
No
2019-07-03
D/A
$8,005,281.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS
2019-06-21
D/A
$8,005,281.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS
2019-01-14
D/A
$1,797,796.00
Yes
$0.00
No
2018-12-07
D/A
$1,797,796.00
Yes
$0.00
No
2018-10-31
D/A
$1,163,912.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS AND DEALER MANAGER FEES.
2018-09-28
D/A
$1,163,912.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS AND DEALER MANAGER FEES.
2018-08-02
D/A
$1,163,912.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS AND DEALER MANAGER FEES.
2018-07-27
D/A
$130,760,200.00
Yes
$0.00
No
2018-06-22
D
$130,760,200.00
Yes
$0.00
No
2018-03-16
D/A
$1,999,517.00
Yes
$0.00
No
2018-02-22
D/A
$1,999,517.00
Yes
$0.00
No
2018-02-09
D/A
$754,055.00
No
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS AND DEALER FEE.
2018-02-09
D/A
$1,999,517.00
Yes
$0.00
No
2017-12-29
D/A
$1,456,070.00
Yes
$0.00
No
2017-12-21
D/A
$1,456,070.00
Yes
$0.00
No
2017-12-13
D/A
$1,456,070.00
Yes
$0.00
No
2017-12-13
D
$1,163,912.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS AND DEALER MANAGER FEES.
2017-11-28
D/A
$1,456,070.00
Yes
$0.00
No
2017-11-13
D/A
$1,456,070.00
Yes
$0.00
No
2017-10-03
D/A
$2,742,925.00
Yes
$0.00
No
2017-08-11
D/A
$2,742,925.00
Yes
$0.00
No
2017-08-01
D/A
$2,742,925.00
Yes
$0.00
No
2017-07-13
D/A
$2,742,925.00
Yes
$0.00
No
2017-06-27
D/A
$2,742,925.00
Yes
$0.00
No
2017-06-19
D/A
$2,742,925.00
Yes
$0.00
No
2017-06-06
D/A
$2,742,925.00
Yes
$0.00
No
2017-05-23
D/A
$2,742,925.00
Yes
$0.00
No
2017-05-17
D/A
$2,742,925.00
Yes
$0.00
No
2017-05-04
D/A
$2,742,925.00
Yes
$0.00
No
2017-04-24
D/A
$2,742,925.00
Yes
$0.00
No
2017-04-11
D/A
$2,742,925.00
Yes
$0.00
No