Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FINALIS SECURITIES LLC
3059080
NANCY ROSENZWEIG
6668444
FINALS SECURITIES LLC
305908
NANCY JEAN ROSENZWEIG
6668444
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-09-25
D/A
$40,000.00
No
$0.00
No
2022-11-09
D/A
$0.00
No
$0.00
No