Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NORTH CAPITAL PRIVATE SECURITIES CORPORATION
154559
STEVEN MARK KELLY
6645374
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$35,535.00
Yes
$0.00
Yes
PAID BY MANAGER, NOT FUND
D/A
$17,999.00
Yes
$0.00
Yes
PAID BY MANAGER, NOT FUND
D/A
$6,051.00
Yes
$0.00
Yes
PAID BY MANAGER, NOT FUND