Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PATRICK CAPITAL MARKETS LLC
16518
PEYTON ETHRIDGE
6634147
PEYTON ETHRIDGE
6634147
PATRICK CAPITAL MARKETS, LLC
16518
NONE
NONE
PEYTON ETHRIDGE
6634147
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-04-28
D/A
$345,786.00
No
$0.00
No
2020-03-20
D/A
$104,939.00
No
$0.00
No
2020-03-10
D/A
$104,939.00
No
$0.00
No
2020-03-09
D/A
$104,939.00
No
$0.00
No
2020-01-09
D
$104,939.00
No
$0.00
No
2020-01-06
D
$345,191.00
No
$0.00
No
2018-01-05
D
$63,834.00
No
$0.00
No
BROKER-DEALER HAS BEEN PAID $63,834 IN BROKER-DEALER FEES, SALES COMMISSIONS, SALES AND MARKETING FEES AND A DUE DILIGENCE FEE.
2017-01-13
D
$399,103.00
Yes
$0.00
No