Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DEVLIN H. DWYER
6634140
PATRICK CAPITAL MARKETS, LLC
16518
DEVLIN DWYER
6634140
PATRICK CAPITAL MARKETS, LLC
16518
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-01-10
D
$433,319.00
No
$0.00
No
MANAGING BROKER FEE: $134,959; SALES COMMISSIONS: $223,770; DUE DILIGENCE FEES: $74,590
2020-01-07
D
$689,084.00
No
$0.00
No
MANAGING BROKER FEE: $145,370; SALES COMMISSIONS: $516,784; DUE DILIGENCE FEES: $26,930
2018-01-05
D
$63,834.00
No
$0.00
No
BROKER-DEALER HAS BEEN PAID $63,834 IN BROKER-DEALER FEES, SALES COMMISSIONS, SALES AND MARKETING FEES AND A DUE DILIGENCE FEE.
2017-12-29
D
$140,637.00
No
$0.00
No
$140,637 IN CASH COMPENSATION.