Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BEQUIA SECURITIES, LLC
285783
ERIC GRUNEBAUM
6593435
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-01-07
D
$2,000.00
No
$0.00
No
2020-01-06
D
$1,600.00
No
$0.00
No
2020-01-06
D/A
$25,650.00
No
$0.00
No
2019-06-10
D
$1,500.00
No
$0.00
No
2018-09-12
D
$4,400.00
No
$0.00
No
2018-08-24
D
$2,600.00
No
$0.00
No