Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
SF INVESTMENTS, INC.
6564
NONE
NONE
SF INVESTMENTS
6564
NONE
NONE
SF INVESTMENTS, INC.
6564
LAWRENCE SUCSY
439335
SF INVESTMENTS, INC.
6564
NONE
NONE
SF INVESTMENTS, INC.
6564
NONE
NONE
SF INVESTMENTS, INC.
6564
NONE
NONE
SF INVESTMENTS, INC.
6564
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-09-29
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2023-09-29
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2022-09-30
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2022-09-30
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2017-08-17
D
$6,000.00
Yes
$0.00
No
SF INVESTMENTS, INC. WILL RECEIVE A FEE OF 6% OF THE GROSS PROCEEDS. WHERE APPLICABLE BY LAW, SF INVESTMENTS, INC. MAY PAY UP TO 2% ON RECEIPT OF OFFERING PROCEEDS TO BROKER/DEALERS.
2017-06-09
D
$50,000.00
No
$0.00
No
2015-10-14
D
$350,000.00
Yes
$0.00
No
2015-05-29
D
$350,000.00
No
$0.00
No
2.5% COMMISSION TO BROEKRS, 7% SUCCESS FEE INCLUDING OVER-ALLOTMENT IF SOLD
2014-03-19
D
$75,000.00
Yes
$210,000.00
Yes
2.5% COMMISSION TO BROKERS, 7% SUCCESS FEE, INCLUDING OVER ALLOTMENT IF SOLD