Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

OLD CITY SECURITIES LLC
171910
RICHARD TODD LIEBERMAN
6555411
People
Name
SIMON BERRING
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-04-25
D/A
$0.00
No
$0.00
Yes
THE PERSONS LISTED IN ITEM 12 ARE ENTITLED TO CERTAIN FEES PAYABLE BY THE INVESTMENT MANAGER (AND NOT THE ISSUER).
2018-04-25
D/A
$0.00
No
$0.00
Yes
THE PERSONS LISTED IN ITEM 12 ARE ENTITLED TO CERTAIN FEES PAYABLE BY THE INVESTMENT MANAGER (AND NOT THE ISSUER).