Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

RICK MARTINEZ
6524415
GREAT POINT CAPITAL, LLC
114203
RICK MARTINEZ
6524415
GREAT POINT CAPITAL LLC
114203
GREAT POINT CAPITAL LLC
114203
RICK MARTINEZ
6524415
GREAT POINT CAPITAL, LLC
114203
RICK MARTINEZ
6524415
GREAT POINT CAPITAL
114203
RICK MARTINEZ
6524415
RICK MARTINEZ
6524415
GREAT POINT CAPITAL LLC
114203
RICK MARTINEZ
6524415
GREAT POINT CAPITAL, LLC
114203
GREAT POINT CAPITAL LLC
114203
RICK DAVID MARTINEZ
6524415
GREAT POINT CAPITAL LLC
114203
RICK MARTINEZ
6524415
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-03-18
D/A
$1,336,419.00
Yes
$0.00
No
2025-01-27
D/A
$876,337.00
No
$0.00
No
SALES COMMISSIONS: $439,612.50; WHOLESALE FEES: $138,905.00; DILIGENCE FEES: $18,695.00; MARKETING FEES: $27,125.00; MANAGING BROKER DEALER FEES: $252,000.00
2023-01-09
D/A
$0.00
No
$917,900.00
Yes
2022-12-30
D
$423,065.00
No
$0.00
No
SELLING COMMISSIONS: $192,900.00; WHOLESALE FEES: $73,000.00; DUE DILIGENCE FEES: $32,160.00; MARKETING FEES: $20,825.00; MANAGING BROKER FEES: $104,180.00
2022-12-27
D
$0.00
No
$917,900.00
Yes
2022-12-12
D
$738,488.00
No
$0.00
No
2022-11-01
D
$828,500.00
No
$0.00
No
SELLING COMMISSIONS: $403,075.00; MANAGING BROKER FEES: $193,600.00; WHOLESALER FEES: $133,340.00; MARKETING ALLOWANCE: $37,070.00; DUE DILIGENCE FEES: $61,415.00.
2022-01-10
D
$1,644,687.00
No
$0.00
No
INCLUSIVE OF $869,960 SELLING COMMISSIONS; $255,493.06 DUE DILIGENCE FEE; $231,821.89 MARKETING/WHOLESALE FEE; AND $287,412.47 BROKER/DEALER FEE.
2022-01-06
D
$858,940.00
No
$0.00
No
SELLING COMMISSIONS: $543,513; MANAGING BROKER DEALER FEE: $120,111; WHOLESALE FEE: $82,261; MARKETING FEE: $113,055
2021-12-27
D/A
$405,388.00
No
$0.00
No
2021-12-21
D
$335,370.00
No
$0.00
No
2021-11-12
D/A
$405,388.00
No
$0.00
No
2021-11-10
D/A
$395,185.00
No
$0.00
No
2021-11-05
D
$395,185.00
No
$0.00
No
2021-09-07
D
$329,018.00
No
$0.00
No
2020-12-31
D
$470,380.00
No
$0.00
No
2020-12-16
D
$976,082.00
No
$0.00
No
SALES COMMISSIONS: $535,850; DUE DILIGENCE FEES: $131,541.13; MARKETING FEES: $145,691.61; MANAGING BROKER FEE: $162,999.42