Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

TITAN SECURITIES
131392
WAYNE HAST
6322578
Companies
Company Name
GMI-CMS, LP
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-10-01
D/A
$252,326.00
Yes
$0.00
No
IN ADDITION, ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-09-23
D/A
$252,326.00
Yes
$0.00
No
IN ADDITION, ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-08-30
D/A
$252,326.00
Yes
$0.00
No
IN ADDITION, ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-08-27
D/A
$252,326.00
Yes
$0.00
No
IN ADDITION, ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE
2019-08-20
D/A
$252,326.00
Yes
$0.00
No
IN ADDITION, ISSUER MAY PAY OR REIMBURSE TO BROKER DEALERS CERTAIN MARKETING AND OTHER EXPENSES, AND MAY PAY AN ADDITIONAL 0.3% NON-ACCOUNTABLE MARKETING ALLOWANCE