Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ANDREWS PARTNERS
36402
NORMAN JONES
6322035
LOHI SECURITIES
36402
NORMAN JONES
6322035
GROUP CAPITAL LLC
17056
NORMAN JONES
6322035
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-11-01
D
$37,000.00
No
$0.00
No
2017-05-26
D/A
$120,000.00
Yes
$0.00
No
CONTINGENT FEES SUBJECT TO INVESTMENT BY REFERRED INVESTORS
2016-04-13
D/A
$15,000.00
No
$124,250.00
No
2015-09-17
D
$105,000.00
Yes
$105,000.00
Yes