Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JUSTIN PENNETTA
6303911
VISTIA CAPITAL, LLC
311342
VISTIA CAPITAL
311342
JUSTIN PENNETTA
6303911
VISTIA CAPITAL, LLC
311342
JUSTIN DEAN PENNETTA
6303911
JUSTIN PENNETTA
6303911
VISTIA CAPITAL, LLC
311342
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-01-16
D
$210,100.00
No
$0.00
No
2024-12-17
D
$996,597.00
No
$0.00
No
2024-11-06
D/A
$177,957.00
No
$0.00
No
$29,075 IN MBD FEES, $29,075 IN WHOLESALE FEES, $98,000 IN PLACEMENT FEES, AND $21,806 IN DUE DILIGENCE FEES.
2024-08-22
D
$165,457.00
No
$0.00
No
$27,075 IN MBD FEES, $27,075 IN WHOLESALE FEES, $91,000 IN PLACEMENT FEES, AND $20,306 IN DUE DILIGENCE FEES.
2023-12-13
D
$1,240,119.00
No
$0.00
No
2023-12-05
D/A
$796,718.00
No
$0.00
No
SALES COMMISSIONS INCLUDE $230,361.84 OF MANAGING BROKER DEALER FEES, $436,389.85 OF PLACEMENT FEES, AND $129,967.10 OF DUE DILIGENCE FEES
2023-11-16
D
$882,195.00
No
$0.00
No
2023-10-31
D
$717,218.00
No
$0.00
No
SALES COMMISSIONS INCLUDE $211,611.84 OF MANAGING BROKER DEALER FEES, $386,889.85 OF PLACEMENT FEES, AND $118,717.10 OF DUE DILIGENCE FEES
2023-03-20
D/A
$698,600.00
Yes
$0.00
No
2023-01-10
D
$1,735,375.00
No
$0.00
No