Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FNEX CAPITAL LLC
166316
KEITH WARNER CAWLEY
6303422
FNEX CAPITAL LLC
166316
KEITH WARNER CAWLEY
6303422
FNEX CAPITAL LLC
166316
KEITH WARNER CAWLEY
6303422
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-01-05
D/A
$1,600,000.00
Yes
$0.00
No
2025-11-03
D
$1,600,000.00
Yes
$0.00
No
2024-01-05
D
$2,083,500.00
Yes
$0.00
No
2023-07-31
D
$1,353,071.00
Yes
$0.00
No