Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ZANBATO SECURITIES LLC
279028
KNUT NICOLAI SAND
6115928
ZANBATO SECURITIES LLC
279028
KNUT NICOLAI SAND
6115928
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-07-15
D
$0.00
No
$0.00
No
2021-07-15
D
$0.00
No
$0.00
No
2020-11-06
D
$0.00
No
$0.00
No
2020-11-03
D
$0.00
No
$0.00
No
2018-04-27
D
$62,032.00
No
$0.00
No
A PORTION OF THE PRICE PER UNIT WILL BE PAID BY THE COMPANY TO A BROKER-DEALER DESIGNATED BY THE MANAGING MEMBER AS A COMMISSION FEE, AS DESCRIBED IN THE CONFIDENTIAL INFORMATION PACKET.
2018-02-28
D
$9,114.00
No
$0.00
No