Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FINALIS SECURITIES LLC
305908
NICHOLAS WILLIAM DELL
6073265
FINALIS SECURITIES LLC
305908
NICHOLAS WILLIAM DELL
6073265
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-11-21
D/A
$0.00
No
$0.00
No
2025-09-24
D/A
$0.00
No
$0.00
No
2025-07-17
D
$0.00
No
$0.00
No
2024-11-22
D/A
$0.00
No
$0.00
No
2024-10-15
D
$0.00
No
$0.00
No