Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NORTH CAPITAL PRIVATE SECURITIES CORPORATION
154559
HUI CHEN
5985515
MEIXIN SECURITIES LLC
154559
HUI CHEN
5985515
MEIXIN SECURITIES LLC
295634
HUI CHEN
5985515
MEIXIN SECURITIES LLC
NONE
HUI CHEN
5985515
MEIXIN SECURITIES LLC
295634
HUI CHEN
5985515
People
Name
HUI CHEN
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-06-22
D
$47,200.00
Yes
$0.00
No
2021-05-10
D/A
$100,000.00
Yes
$0.00
No
2021-05-10
D
$1,500.00
Yes
$0.00
No
2021-04-30
D
$2,000.00
Yes
$0.00
No
2021-04-30
D
$70,000.00
Yes
$0.00
No
2021-04-20
D
$38,520.00
Yes
$0.00
No
2021-04-19
D
$20,000.00
Yes
$0.00
No
2021-04-19
D
$86,800.00
Yes
$0.00
No
2021-04-19
D
$33,000.00
Yes
$0.00
No
2021-01-21
D
$1,500.00
Yes
$0.00
No
2020-12-03
D
$29,000.00
Yes
$0.00
No
2020-11-19
D
$3,000.00
Yes
$0.00
No
2020-10-06
D/A
$264,000.00
Yes
$0.00
No
2020-08-20
D/A
$46,200.00
Yes
$0.00
Yes
2020-08-10
D
$110,000.00
Yes
$0.00
No
2019-10-30
D
$30,000.00
Yes
$0.00
Yes