Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

THOMAS C. ARMSTRONG
5915163
FINALIS SECURITIES LLC
305908
FINALIS SECURITIES LLC
305908
THOMAS C. ARMSTRONG
5915163
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-03-24
D/A
$0.00
No
$0.00
No
2025-11-04
D/A
$120,000.00
Yes
$0.00
No
2025-07-08
D/A
$120,000.00
Yes
$0.00
No
2025-04-07
D
$0.00
No
$0.00
No
2024-10-15
D
$120,000.00
Yes
$0.00
No
2023-07-19
D
$68,000.00
Yes
$0.00
No