Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ARIA CAPITAL ADVISORS, LLC
130891
DEWITT MARSHALL LOVELACE, JR.
5840850
COKER + PALMER, INC.
29163
DEWITT M. LOVELACE, JR.
5840850
DEWITT LOVELACE
5840850
COKER, PALMER, INC.
29163
DEWITT MARSHALL LOVELACE JR.
5840850
COKER + PALMER, INC.
29163
COKER + PALMER
29163
DEWITT MARSHALL LOVELACE JR.
5840850
COKER + PALMER
29163
DEWITT MARSHALL LOVELACE JR
5840850
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-11-22
D/A
$0.00
No
$0.00
No
NO SALES COMMISSION WAS PAID ON SALE OF ADDITIONAL UNITS WHICH ARE THE SUBJECT OF THIS AMENDMENT.
2013-05-13
D
$19,999.00
No
$0.00
No
2013-01-11
D
$270,000.00
Yes
$0.00
No
2012-12-12
D
$210,000.00
Yes
$0.00
No
2012-03-05
D
$120,000.00
Yes
$0.00
No
PLACEMENT AGENTS WILL BE PAID 6% OF GROSS OFFERING PROCEEDS. ABOVE AMOUNT IS BASED UPON TOTAL SALES OF $2,000,000. THESE AMOUNTS ARE ADDITIONALLY REFLECTED IN ITEM 16.
2012-02-27
D
$180,000.00
No
$0.00
No
THE PLACEMENT AGENT WILL RECEIVE A COMMISSION EQUAL TO 6% OF THE TOTAL AMOUNT SOLD IN THE OFFERING. IF THE PLACEMENT AGENT SELLS $3,000,000, THEN THE PLACEMENT AGENT-S TOTAL COMMISSIONS WILL EQUAL $180,000.
2011-11-14
D
$1,000,000.00
Yes
$0.00
No
THE MAX COMMISSION PAYABLE TO THE PLACEMENT AGENT IS $1M BUT COULD BE LESS BASED ON THE TERMS OF THE PLACEMENT AGENT AGREEMENT. ALL COMMISSIONS WILL BE PAID BY SECURITY CREDIT SERVICES, LLC, MANAGER OF ISSUER, AND WILL NOT REDUCE TO THE PROCEEDS TO ISSUER