Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GEORGE TERLIZZI
5834250
KALOS CAPITAL, INC.
44337
GEORGE TERLIZZI
5834250
KALOS CAPITAL, INC.
44337
GEORGE TERLIZZI
5834250
KALOS CAPITAL, INC.
44337
KALOS CAPITAL, INC.
44337
GEORGE TERLIZZI
5834250
GEORGE TERLIZZI
5834250
ARKADIOS CAPITAL
282710
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-12-06
D
$911,785.00
No
$0.00
No
SELLING COMMISSIONS: $493,597.37; MANAGING BROKER FEES: $164,611.91; WHOLESALER FEES: $153,961.91; MARKETING ALLOWANCE: $27,750.00; DUE DILIGENCE FEES: $71,863.91
2022-01-05
D
$1,010,404.00
No
$0.00
No
INCLUSIVE OF $556,063.10 SELLING COMMISSIONS; $120,769.28 DUE DILIGENCE FEES; $166,786.20 MARKETING/WHOLESALE FEES; AND $166,786.20 MANAGING BROKER FEES.
2021-12-21
D
$335,370.00
No
$0.00
No
2021-01-11
D
$1,228,345.00
No
$0.00
No
SALES COMMISSIONS: $664,090.00; DUE DILIGENCE FEES: $158,370.32; MARKETING FEES: $197,370.11; MANAGING BROKER DEALER FEE: $208,515.27
2020-12-16
D
$976,082.00
No
$0.00
No
SALES COMMISSIONS: $535,850; DUE DILIGENCE FEES: $131,541.13; MARKETING FEES: $145,691.61; MANAGING BROKER FEE: $162,999.42
2020-01-09
D
$1,395,865.00
No
$0.00
No
$337,410 MANAGING BROKER AND MARKETING FEES PAID TO SEQUENCE FINANCIAL SPECIALISTS; COMMISSIONS: $963,307 -SEQUENCE FINANCIAL SPECIALISTS; $51,038 -KALOS CAPITAL; $12,210 -KOVACK SECURITIES; $6,600 -PATRICK CAPITAL MARKETS; $25,300 -G.A. REPPLE + CO.