Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

RAYMOND JAMES + ASSOCIATES, INC.

705

MICHELLE ANN KRAICIS

5831816

RAYMOND JAMES + ASSOCIATES, INC.

705

MICHELLE ANN KRAICS

5831816

Companies

Company Name

RAYMOND JAMES NEW YORK HOUSING OPPORTUNITIES FUND II L.L.C.

RAYMOND JAMES NEW YORK UPSTATE HOUSING OPPORTUNITIES FUND I L.L.C.

People

Name

--CORPORATION-- RAYMOND JAMES TAX CREDIT FUNDS, INC.

-- LIMITED LIABILITY COMPANY -- RJ NYHOF II L.L.C.

RONALD M. DINER

J. DAVENPORT MOSBY, III

STEVEN J. KROPF

RICHARD L. CARGO

W. SAMUEL SHUPE

TONI S. MATTHEWS

GWEN H. BENTON

-- CORPORATION -- RAYMOND JAMES TAX CREDIT FUNDS, INC.

-- LIMITED LIABILITY COMPANY -- RJ NYUHOF I L.L.C.

Filings

Filing Date

Filing Type

Sales Commission

Estimate?

Finders' Fee

Estimate?

Commission/Fee Clarification

2015-04-06

D

$499,500.00

Yes

$0.00

No

2014-12-09

D/A

$640,000.00

Yes

$0.00

No