Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JAMES W. FREEMAN
5828888
BRIDGE CAPITAL ASSOCIATES, INC.
14375
JAMES W. FREEMAN
5828888
BRIDGE CAPITAL ASSOCIATES, INC.
143475
JAMES W. FREEMAN
5828888
BRIDGE CAPITAL ASSOCATES, INC.
143475
JAMES W. FREEMAN
5828888
BRIDGE CAPITAL ASSOCIATES, INC.
143475
JAMES W. FREEMAN
5828888
BRIDGE CAPITAL ASSOCIATES,INC.
143475
JAMES W. FREEMAN
5828888
BRIDGE CAPITAL ASSOCIATES, INC.
143475
JAMES W. FREEMAN
5828888
BRIDGE CAPITAL ASSOCIATES
143475
JAMES W. FREEMAN
5828888
BRIDGE CAPITAL ASSOCIATES
143475
JAMES WHEELER FREEMAN III
5828888
BRIDGE CAPITAL ASSOCIATES INC.
143475
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$198,000.00
No
$0.00
No
D
$1,397,000.00
No
$0.00
No
$972,000 IN CASH COMPENSATION AND 8.5 CLASS A UNITS VALUED AT $425,000 IN NON-CASH COMPENSATION.
D/A
$158,000.00
No
$0.00
No
D
$106,000.00
No
$0.00
No
THE ISSUER PAID THE PLACEMENT AGENT A FEE OF $106,000 AT CLOSING.
D
$794,500.00
No
$0.00
No
COMPANY PAID OR WILL PAY A CASH COMMISSION OF 12% OF GROSS OFFERING. ISSUER PAID $110,400 + WILL PAY $441,600 IN 2019 WITHIN 5 DAYS OF INVESTORS- CAPITAL CALL PAYMENTS AND ISSUER ISSUED 9.7 CLASS A UNITS TO PLACEMENT AGENT.
D
$794,500.00
No
$0.00
No
COMPANY PAID OR WILL PAY A CASH COMMISSION OF 12% OF GROSS OFFERING. ISSUER PAID $110,400 + WILL PAY $441,600 IN 2019 WITHIN 5 DAYS OF INVESTORS? CAPITAL CALL PAYMENTS AND ISSUER ISSUED 9.7 CLASS A UNITS TO PLACEMENT AGENT.
D
$1,043,500.00
No
$0.00
No
COMPANY PAID OR WILL PAY A CASH COMMISSION OF 12% OF GROSS OFFERING. ISSUER PAID $145,200 + WILL PAY $580,800 IN 2019 WITHIN 5 DAYS OF INVESTORS? CAPITAL CALL PAYMENTS AND ISSUER ISSUED 12.7 CLASS A UNITS TO PLACEMENT AGENT.
D
$794,500.00
No
$0.00
No
COMPANY PAID OR WILL PAY A CASH COMMISSION OF 12% OF GROSS OFFERING. ISSUER PAID $110,400 + WILL PAY $441,600 IN 2019 WITHIN 5 DAYS OF INVESTORS- CAPITAL CALL PAYMENTS AND ISSUER ISSUED 9.7 CLASS A UNITS TO PLACEMENT AGENT.
D
$777,500.00
No
$0.00
No
COMPANY PAID OR WILL PAY A CASH COMMISSION OF 12% OF GROSS OFFERING. ISSUER PAID $108,000 + WILL PAY $432,000 IN 2019 WITHIN 5 DAYS OF INVESTORS- CAPITAL CALL PAYMENTS AND ISSUER ISSUED 9.5 CLASS A UNITS TO PLACEMENT AGENT.
D/A
$673,000.00
No
$0.00
No
$468,000 IN CASH COMPENSATION AND 8.2 CLASS A UNITS VALUED AT $205,000 IN NON-CASH COMPENSATION.
D
$759,250.00
No
$0.00
No
$528,000 IN CASH COMPENSATION AND 9.25 CLASS A UNITS VALUED AT $231,250 IN NON-CASH COMPENSATION.
D
$777,500.00
No
$0.00
No
$540,000 IN CASH COMPENSATION AND 9.5 CLASS A UNITS VALUED AT $237,500 IN NON-CASH COMPENSATION.
D
$1,035,000.00
No
$0.00
No
$720,000 IN CASH COMPENSATION AND 12.6 CLASS A UNITS VALUED AT $315,000 IN NON-CASH COMPENSATION.
D
$673,000.00
No
$0.00
No
$468,000 IN CASH COMPENSATION AND 8.2 CLASS A UNITS VALUED AT $205,000 IN NON-CASH COMPENSATION.
D
$777,500.00
No
$0.00
No
$540,000 IN CASH COMPENSATION AND 9.5 CLASS A UNITS VALUED AT $237,500 IN NON-CASH COMPENSATION.
D/A
$777,500.00
No
$0.00
No
$540,000 IN CASH COMPENSATION AND 9.5 CLASS A UNITS VALUED AT $237,500 IN NON-CASH COMPENSATION.
D
$984,000.00
No
$0.00
No
$684,000 IN CASH COMPENSATION AND 12 CLASS A UNITS VALUED AT $300,000 IN NON-CASH COMPENSATION.
D
$933,000.00
No
$0.00
No
$648,000 IN CASH COMPENSATION AND 9.5 CLASS A UNITS VALUED AT $285,000,000 IN NON-CASH COMPENSATION.
D
$811,500.00
No
$0.00
No
$564,000 IN CASH COMPENSATION AND 9.9 CLASS A UNITS VALUED AT $247,500 IN NON-CASH COMPENSATION.
D
$854,000.00
No
$0.00
No
$594,000 IN CASH COMPENSATION AND 10.4 CLASS A UNITS VALUED AT $260,000,000 IN NON-CASH COMPENSATION.
D
$812,700.00
No
$0.00
No
$565,200 IN CASH COMPENSATION AND 8.25 CLASS A UNITS VALUED AT $247,500 IN NON-CASH COMPENSATION.
D
$798,000.00
No
$0.00
No
$558,000 IN CASH COMPENSATION AND 8 CLASS A UNITS VALUED AT $240,000 IN NON-CASH COMPENSATION.
D
$821,700.00
No
$0.00
No
$574,200 IN CASH COMPENSATION AND 9 CLASS A UNITS VALUED AT $247,500 IN NON-CASH COMPENSATION.
D
$902,000.00
No
$0.00
No
$627,000 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $275,000 IN NON-CASH COMPENSATION.
D
$786,500.00
No
$0.00
No
$549,000 IN CASH COMPENSATION AND 9.5 CLASS A UNITS VALUED AT $237,500 IN NON-CASH COMPENSATION.
D
$821,700.00
No
$0.00
No
$574,200 IN CASH COMPENSATION AND 9 CLASS A UNITS VALUED AT $247,500 IN NON-CASH COMPENSATION.
D
$902,000.00
No
$0.00
No
$627,000 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $275,000 IN NON-CASH COMPENSATION.
D
$1,082,400.00
No
$0.00
No
$752,400 IN CASH COMPENSATION AND 12 CLASS A UNITS VALUED AT $330,000 IN NON-CASH COMPENSATION.
D
$832,000.00
No
$0.00
No
$582,000 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $250,000 IN NON-CASH COMPENSATION.
D/A
$934,800.00
No
$0.00
No
$649,800 IN CASH COMPENSATION AND 9.5 CLASS A UNITS VALUED AT $285,000 IN NON-CASH COMPENSATION.
D
$934,800.00
No
$0.00
No
$649,800 IN CASH COMPENSATION AND 9.5 CLASS A UNITS VALUED AT $285,000 IN NON-CASH COMPENSATION.
D
$783,500.00
No
$0.00
No
$546,000 IN CASH COMPENSATION AND 9.5 CLASS A UNITS VALUED AT $237,500 IN NON-CASH COMPENSATION.
D
$786,500.00
No
$0.00
No
$549,000 IN CASH COMPENSATION AND 9.5 CLASS A UNITS VALUED AT $237,500 IN NON-CASH COMPENSATION.
D
$770,800.00
No
$0.00
No
$535,800 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $235,000 IN NON-CASH COMPENSATION.
D
$902,000.00
No
$0.00
No
$627,000 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $275,000 IN NON-CASH COMPENSATION.
D/A
$1,016,800.00
No
$0.00
No
$706,800 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $310,000 IN NON-CASH COMPENSATION.
D
$55,000.00
No
$0.00
No
D
$885,600.00
No
$0.00
No
$615,600 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $270,000 IN NON-CASH COMPENSATION.
D
$902,000.00
No
$0.00
No
$627,000 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $275,000 IN NON-CASH COMPENSATION.
D
$902,000.00
No
$0.00
No
$627,000 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $275,000 IN NON-CASH COMPENSATION.
D
$869,200.00
No
$0.00
No
$604,200 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $265,000 IN NON-CASH COMPENSATION.
D
$918,400.00
No
$0.00
No
$638,400 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $280,000 IN NON-CASH COMPENSATION.
D
$851,130.00
No
$0.00
No
$593,880 IN CASH COMPENSATION AND 10.5 CLASS A UNITS VALUED AT $257,750 IN NON-CASH COMPENSATION.
D
$816,390.00
No
$0.00
No
$569,640 IN CASH COMPENSATION AND 10.5 CLASS A UNITS VALUED AT $246,750 IN NON-CASH COMPENSATION.
D
$87,000.00
No
$0.00
No
$87,000 IN CASH COMPENSATION
D
$981,120.00
No
$0.00
No
$681,120 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $300,000 IN NON-CASH COMPENSATION.
D
$934,800.00
No
$0.00
No
$649,800 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $285,000 IN NON-CASH COMPENSATION.
D
$1,273,584.00
No
$0.00
No
$883,584 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $390,000 IN NON-CASH COMPENSATION.
D
$426,400.00
No
$0.00
No
$296,400 IN CASH COMPENSATION AND 5 CLASS A UNITS VALUED AT $130,000 IN NON-CASH COMPENSATION.
D
$442,800.00
No
$0.00
No
$307,800 IN CASH COMPENSATION AND 5 CLASS A UNITS VALUED AT $135,000 IN NON-CASH COMPENSATION.
D
$1,016,800.00
No
$0.00
No
$706,800 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $310,000 IN NON-CASH COMPENSATION.
D
$1,016,800.00
No
$0.00
No
$706,800 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $310,000 IN NON-CASH COMPENSATION.
D
$393,600.00
No
$0.00
No
$273,600 IN CASH COMPENSATION AND 5 CLASS A UNITS VALUED AT $120,000 IN NON-CASH COMPENSATION.
D
$984,000.00
No
$0.00
No
$684,000 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $300,000 IN NON-CASH COMPENSATION.
D
$852,800.00
No
$0.00
No
$592,800 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $260,000 IN NON-CASH COMPENSATION.
D
$803,600.00
No
$0.00
No
$558,600 IN CASH COMPENSATION AND 5 CLASS A UNITS VALUED AT $245,000 IN NON-CASH COMPENSATION.
D
$590,400.00
No
$0.00
No
$410,400 IN CASH COMPENSATION AND 5 CLASS A UNITS VALUED AT $180,000 IN NON-CASH COMPENSATION.
D
$574,000.00
No
$0.00
No
$399,000 IN CASH COMPENSATION AND 5 CLASS A UNITS VALUED AT $175,000 IN NON-CASH COMPENSATION.
D
$705,200.00
No
$0.00
No
$490,200 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $215,000 IN NON-CASH COMPENSATION.
D
$803,600.00
No
$0.00
No
$558,600 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $245,000 IN NON-CASH COMPENSATION.
D
$803,600.00
No
$0.00
No
$558,600 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $245,000 IN NON-CASH COMPENSATION.
D
$820,000.00
No
$0.00
No
$570,000 IN CASH COMPENSATION AND 10 CLASS A UNITS VALUED AT $250,000 IN NON-CASH COMPENSATION.
D
$688,800.00
No
$0.00
No
$678,800 IN CASH COMPENSATION AND 5 CLASS A UNITS VALUED AT $210,000 IN NON-CASH COMPENSATION.
D
$697,000.00
No
$0.00
No
$484,500 IN CASH COMPENSATION AND 5 CLASS A UNITS VALUED AT $212,500 IN NON-CASH COMPENSATION.
D
$768,500.00
No
$0.00
No
$503,500 IN CASH COMPENSATION AND 5 CLASS A UNITS VALUED AT $265,000 IN NON-CASH COMPENSATION
D
$942,500.00
No
$0.00
No
$617,500 IN CASH COMPENSATION AND 5 CLASS A UNITS VALUED AT $325,000 IN NON-CASH COMPENSATION.
D
$891,750.00
No
$0.00
No
$584,250 IN CASH COMPENSATION AND 5 CLASS A UNITS VALUED AT 307,500 IN NON-CASH COMPENSATION
D
$841,000.00
No
$0.00
No
$551,000 IN CASH COMPENSATION AND 5 CLASS A UNITS VALUED AT $290,000 IN NON-CASH COMPENSATION.
D
$796,250.00
No
$0.00
No
$746,250 IN CASH AND 1 CLASS A UNIT VALUED AT $50,000
D
$796,250.00
No
$0.00
No
$746,250.00 IN CASH AND ONE CLASS A UNIT VALUED AT $50,000.00.
D
$796,250.00
No
$0.00
No
$746,250.00 IN CASH AND ONE CLASS A UNIT VALUED AT $50,000.00.
D
$794,812.00
No
$0.00
No
$757,312.00 IN CASH AND 1.5 CLASS A UNITS (VALUED AT $37,500.00).
D
$478,950.00
No
$0.00
No
$447,950 IN CASH AND ONE CLASS A UNIT IN THE COMPANY VALUED AT $31,000.
D
$455,775.00
No
$0.00
No
$426,275 IN CASH AND ONE CLASS A UNIT IN THE COMPANY VALUED AT $29,500.
D
$757,050.00
No
$0.00
No
$708,050 CASH COMMISSION AND ONE CLASS A UNIT IN THE COMPANY VALUED AT $49,000.
D
$587,100.00
No
$0.00
No
$549,100 IN CASH AND ONE CLASS A UNIT IN THE COMPANY VALUED AT $38,000.
D
$800,445.00
No
$0.00
No
$800,445.00 OF WHICH $774,945.00 IN CASH AND ONE CLASS A UNIT VALUED AT $25,500.00.
D
$654,581.00
No
$0.00
No
$553,331.00 IN CASH AND 2.5 CLASS A UNITS VALUED AT $101,205.00
D
$699,475.00
No
$0.00
No
$674,975 IN CASH AND $24,500 IN NON-CASH COMPENSATION (1 CLASS A UNIT)
D/A
$616,250.00
No
$0.00
No
$552,500 IN CASH AND $63,750 IN NON-CASH COMPENSATION (1.5 CLASS A UNITS AT $42,500 PER CLASS A UNIT)
D
$580,000.00
No
$0.00
No
$540,000 IN CASH AND $40,000 IN NON-CASH COMPENSATION (1 CLASS A UNIT)
D
$616,250.00
No
$0.00
No
$552,500 IN CASH AND $63,750 IN NON-CASH COMPENSATION (1.5 CLASS A UNITS AT $42,500 PER CLASS A UNIT)
D
$580,000.00
No
$0.00
No
$540,000 IN CASH AND $40,000 IN NON-CASH COMPENSATION (1 CLASS A UNIT)
D/A
$658,718.00
No
$0.00
No
D/A
$607,062.00
No
$0.00
No
D/A
$940,242.00
No
$0.00
No
D/A
$882,431.00
No
$0.00
No
D
$940,242.00
No
$0.00
No
D
$658,718.00
No
$0.00
No
D
$607,062.00
No
$0.00
No
D
$882,431.00
No
$0.00
No
D
$280,390.00
No
$0.00
No
$205,390 IN CASH AND $75,000 NON-CASH COMPENSATION (5 CLASS A UNITS AT $15,000 EACH)
D
$567,480.00
No
$0.00
No
$507,480 IN CASH AND $60,000 NON-CASH COMPENSATION (2 CLASS A UNITS AT $30,000 EACH)
D
$0.00
No
$37,950.00
No
D
$959,475.00
No
$0.00
No
$734,475 IN CASH AND $225,000 IN NON-CASH COMPENSATION (COMPANY SHARES)
D
$25,000.00
No
$0.00
No
D
$245,747.00
No
$0.00
No
$177,747.75 IN CASH AND $68,000 IN NON-CASH COMPENSATION (COMPANY SHARES)
D
$330,750.00
No
$0.00
No
D
$476,164.00
No
$0.00
No
$438,164 IN CASH AND $38,000 IN NON-CASH COMPENSATION (COMPANY SHARES) AND VACANT REAL ESTATE LOT
D
$327,565.00
No
$0.00
No
$293,815.00 IN CASH AND $33,750 IN NON-CASH COMPENSATION (COMPANY SHARES)
D
$186,641.00
No
$0.00
No
$149,541.13 IN CASH AND $37,100 IN NON-CASH COMPENSATION (COMPANY SHARES)
D/A
$4,777.00
No
$0.00
No
D/A
$65,000.00
No
$0.00
No
D/A
$88,000.00
No
$0.00
No
D
$4,777.00
No
$0.00
No
D
$0.00
No
$0.00
No
NON-CASH COMPENSATION OF 17 CLASS A SHARES AND 16 CLASS C SHARES WERE PROVIDED WITH A VALUE OF $192,200 (ESSENTIALLY THE PER UNIT PRICE OF EACH OF THE OFFERING TIMES THE NUMBER OF UNITS OF EACH)
D
$25,000.00
No
$0.00
No
D
$64,586.00
No
$0.00
No
D
$88,000.00
No
$0.00
No
D
$65,000.00
No
$0.00
No
D
$399,110.00
No
$0.00
No
$292,110.00 WAS PAID AS CASH COMMISSION AND 2 CLASS B MEMBERSHIP UNITS IN SEED FARM, LLC, VALUED AT $107,000.00, WERE PAID IN NON-CASH COMMISSION.