Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

RBC CAPITAL MARKETS LLC
31194
HEATHER REED
5813143
RBC CAPITAL MARKETS, LLC
31194
HEATHER REED
5813143
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-09-12
D/A
$6,172,045.00
Yes
$0.00
No
2025-02-11
D/A
$3,661,529.00
Yes
$0.00
No
2025-02-11
D/A
$3,661,530.00
Yes
$0.00
No
2025-01-27
D/A
$3,661,530.00
Yes
$0.00
No
2025-01-27
D/A
$3,661,529.00
Yes
$0.00
No
2025-01-07
D/A
$3,661,530.00
Yes
$0.00
No
2025-01-07
D/A
$3,661,529.00
Yes
$0.00
No
2024-12-23
D/A
$3,661,529.00
Yes
$0.00
No
2024-12-23
D/A
$3,661,530.00
Yes
$0.00
No
2024-12-09
D/A
$3,661,529.00
Yes
$0.00
No
2024-12-09
D/A
$3,661,530.00
Yes
$0.00
No
2024-11-26
D/A
$3,661,530.00
Yes
$0.00
No
2024-11-26
D/A
$3,661,529.00
Yes
$0.00
No
2024-11-12
D/A
$3,661,530.00
Yes
$0.00
No
2024-11-12
D/A
$3,661,529.00
Yes
$0.00
No
2023-11-13
D/A
$6,172,045.00
Yes
$0.00
No
2023-07-06
D/A
$10,256,078.00
Yes
$0.00
No
2023-05-11
D/A
$10,256,078.00
Yes
$0.00
No
2023-03-29
D/A
$10,256,078.00
Yes
$0.00
No
2023-03-13
D/A
$10,256,078.00
Yes
$0.00
No
2023-02-14
D/A
$10,256,078.00
Yes
$0.00
No